Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Janet Marie Hroncich, Thomas PalazzoMorgan StanleyAmeriprise Financial Services, Inc.$15007-13-2012
Michael Barry CarterMorgan StanleyAmeriprise Financial Services, Inc.$5011-18-2011
William Allen NashMorgan StanleyBB&T Securities, LLC07-29-2014
Kelsey Mcclelland MansmannMorgan StanleyBB&T Securities, LLC05-28-2014
Richard William Maurer Jr.Morgan StanleyBB&T Securities, LLC09-06-2013
Jimmy Xufre LourencoMorgan StanleyCapital One Investing, LLC06-15-2018
David Franklin Edwards Jr.Morgan StanleyCharles Schwab & Co., Inc.$5006-10-2019
Steve S KatsakosMorgan StanleyCitigroup Global Markets Inc.$20006-01-2009
Carl Robert Pierson Jr.Morgan StanleyCitigroup Global Markets Inc.$20006-01-2009
Wanda Marie AustinMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Steven Craig DunbarMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Arturo Raul MedinaMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Christina M. AustinMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Michael S. MacintyreMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Charles Robert Spencer Jr.Morgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Steve Allan GriggsMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Douglas James MyersMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Mitchell Sellers HaileyMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Lawrence David BerberianMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Kenneth Russell SizemoreMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Kenneth Martin RibyatMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Richard Gerard McLaughlinMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Nicholas David TroskoMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Keith Douglas BurnerMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
William Robert HassettMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Next Page »

Showing 1 to 25 of 165 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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