Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Elena Maria KochmanMorgan StanleyMML Investors Services, LLC$50008-31-2009
Elaine Marie BayliffMorgan StanleyMML Investors Services, LLC11-01-2009
Natalie K F DavisMorgan StanleyJohnston, Lemon & Co. Incorporated$10002-12-2010
Jeffrey Ronald DavisMorgan StanleyJohnston Lemon Asset Management Inc$10002-12-2010
Rodney Patrick GrayMorgan StanleyStrategic Advisers LLC$15003-31-2010
Brenda Jean HeinigMorgan StanleyH. Beck, Inc.04-05-2010
Jon Eric BostMorgan StanleyDeutsche Bank Securities Inc.$50005-21-2010
Diane Burnette VestMorgan StanleyEdward Jones09-17-2010
Laura Ann HannonMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-27-2010
Elizabeth Abbott RoireauMorgan StanleyEdward Jones11-22-2010
John Bouchard, Saundra F. Albrite-Bouchard, Julie-Anne LewisMorgan StanleyWashington Wealth Management$20012-14-2010
Alan HarterMorgan StanleyPactolus Private Wealth Management$1,00002-10-2011
James Alan FrangenbergMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)03-09-2011
David Michael SimpsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50003-11-2011
Alan S SamahaMorgan StanleyCapitol Securities Management, Inc.04-08-2011
Jason Todd MeilMorgan StanleyXtent Financial Group, Inc.$10004-11-2011
Jason Michael AlfordMorgan StanleyMML Investors Services, LLC$25004-15-2011
Marilyn Shereen HoosenMorgan StanleyBB&T Investment Services, Inc.04-29-2011
Peter John Babbles Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-13-2011
John Verfurth, Richard Weeks, Jeff GrinspoonMorgan StanleyHightower Advisors$70007-13-2011
Frederick Schultz, Lloyd Seested, David Andreadis, Richard Haskin, Eric Teichberg, Karen Ben-ShlaushMorgan StanleyUBS Financial Services Inc.$65908-11-2011
Edward Ladd CurrensMorgan StanleySunTrust Investment Services, Inc.08-26-2011
Daryl Allen CheathamMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$25011-01-2011
Theresa Mcdevitt DiblasiMorgan StanleyMetLife Securities Inc.12-01-2011
Mehrak AliaskariMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$25001-13-2012
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Showing 1 to 25 of 120 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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