Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Scott RafalskiMorgan StanleyAmeriprise Financial Services, Inc.12-20-2013
Adam William PaffenrothMorgan StanleyEdward Jones$25009-13-2019
Alan HarterMorgan StanleyPactolus Private Wealth Management$1,00002-10-2011
Alan S SamahaMorgan StanleyCapitol Securities Management, Inc.04-08-2011
Amy C GrievesMorgan StanleyVALIC Financial Advisors, Inc.04-07-2014
Amy Rosen RiceMorgan StanleyBB&T Securities, LLC$10005-13-2014
Anil Kapoor Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-14-2012
Anothep Anthony PhimmasoneMorgan StanleyUBS Financial Services Inc.11-15-2019
Antoinette Marshall LucasMorgan StanleyMutual of Omaha Investor Services, Inc.07-23-2015
Archna SahayMorgan StanleyWells Fargo Advisors Financial Network, LLC01-18-2012
Arlie Owens Pritchard Jr.Morgan StanleyBB&T Securities, LLC$50007-24-2015
Barry Edward Seymour Jr.Morgan StanleyStrategic Advisers LLC08-02-2018
Brenda Jean HeinigMorgan StanleyH. Beck, Inc.04-05-2010
Brendan Christopher TooneMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-18-2017
Brian John BogartMorgan StanleyRBC Capital Markets, LLC$10011-13-2014
Bridgette Marie LaqueMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-13-2014
Christina Elizabeth ToddMorgan StanleyBB&T Securities, LLC$50008-19-2013
Christopher Michael McGrathMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-03-2015
Christopher Raymond BealMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-18-2017
Cynthia Hancock ConnerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$14008-29-2017
Daryl Allen CheathamMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$25011-01-2011
David Franklin Edwards Jr.Morgan StanleyCharles Schwab & Co., Inc.$50006-10-2019
David Michael SimpsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50003-11-2011
David Steven RasdolskyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50003-31-2017
David Wayne Moore IIMorgan StanleySunTrust Investment Services, Inc.06-10-2019
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Showing 1 to 25 of 120 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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