Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Michael SimpsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50003-11-2011
Peter John Babbles Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-13-2011
Daryl Allen CheathamMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$25011-01-2011
Mehrak AliaskariMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$25001-13-2012
John William SheehanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50001-13-2012
Anil Kapoor Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-14-2012
Peter John Russo Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-20-2013
Mathew M SerthMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-07-2013
James Avery MerrittMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10012-12-2013
Bridgette Marie LaqueMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-13-2014
Lucero Wiley BurnettMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-08-2014
Wendy Lynette CoggsdaleMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50010-09-2014
Shaun T HalberdaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$41002-25-2015
Sally Melissa KingMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-30-2015
Christopher Michael McGrathMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-03-2015
James Anthony RichardsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-03-2015
David Steven RasdolskyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50003-31-2017
Jeffrey Edward HaleMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-11-2017
Pamela Bailey MurphyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$25008-11-2017
Christopher Raymond BealMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-18-2017
Brendan Christopher TooneMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-18-2017
Cynthia Hancock ConnerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$14008-29-2017
Ryland Hoover Hubbard Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15008-30-2017
Susanne Pierce RobinsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-05-2018
Walter Jay GrubbsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2018
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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