Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jianmin GuMorgan StanleyHSBC Securities (USA) Inc.08-16-2018
Bret Woodward BohoskeyMorgan StanleyRBC Capital Markets, LLC$10008-10-2018
Derek John LeonardMorgan StanleyWells Fargo Clearing Services, LLC10-16-2017
William Beau GloverMorgan StanleySowell Management Services06-14-2017
Meredith A FarrisMorgan StanleyWaddell & Reed$103-17-2017
Laurie Ann OvesenMorgan StanleyCetera Investment Services LLC02-16-2017
Chase Allen MiddlesworthMorgan StanleySignator Investors, Inc.10-03-2016
Earl Cameron JohnsonMorgan StanleyWells Fargo Clearing Services, LLC07-11-2016
Ashlie Marie JohnsonMorgan StanleyWells Fargo Clearing Services, LLC$10007-01-2016
Thor Walter AndersonMorgan StanleyWells Fargo Clearing Services, LLC$1307-01-2016
David James ThompsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-24-2016
Andy Patrick MurphyMorgan StanleyFisher Investments05-20-2016
Amanda Christine WilsonMorgan StanleyStifel, Nicolaus & Company, Incorporated05-16-2016
Brett James BartonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-04-2016
Brent Steven GrayMorgan StanleyJ.P. Morgan Securities LLC04-29-2016
Glenn C CoatesMorgan StanleyJ.P. Morgan Securities LLC04-29-2016
Jeanette S StoflethMorgan StanleyKey Investment Services LLC04-18-2016
Sean Randal GeorgeMorgan StanleyEdward Jones04-15-2016
Cheryl Lynn BreidenbachMorgan StanleyEdward Jones03-18-2016
Daniels Petera Dels VoyteshonockMorgan StanleyJ.P. Morgan Securities LLC02-09-2016
Christopher G CanlasMorgan StanleyUBS Financial Services Inc.01-15-2016
Leif Erik ProtzeMorgan StanleyEdward Jones12-01-2015
Rod Steven GreenshieldsMorgan StanleyRussell Financial Services, LLC$2511-10-2015
Roman Alejandro CoronaMorgan StanleyCapital One Investing, LLC09-11-2015
Jerry Bruce MillarMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2015
Next Page »

Showing 1 to 25 of 95 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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