Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bareq Asif PeshtazMorgan StanleyAllianceBernstein L.P.03-11-2013
Elizabeth Ann PetersonMorgan StanleyBanc of America Investment Services, Inc.09-14-2009
John Allen LeeMorgan StanleyBanc of America Investment Services, Inc.07-15-2009
Nini WuMorgan StanleyCetera Investment Services LLC01-31-2020
Laurie Ann OvesenMorgan StanleyCetera Investment Services LLC02-16-2017
Blaine Allen PetersonMorgan StanleyCetera Investment Services LLC$1005-25-2012
Joey John DominickMorgan StanleyCharles Schwab & Co., Inc.09-23-2011
Matthew S HarschMorgan StanleyChase Investment Services Corp.$5004-01-2010
David Donald PowellMorgan StanleyDuff & Phelps Securities LLC03-15-2010
Sean R. GeorgeMorgan StanleyEdward Jones04-15-2016
Cheryl Lynn BreidenbachMorgan StanleyEdward Jones03-18-2016
Leif Erik ProtzeMorgan StanleyEdward Jones12-01-2015
Barbara Williams BanonMorgan StanleyEdward Jones$2505-16-2014
Aaron Christopher WartesMorgan StanleyEdward Jones$5003-28-2013
Clinton W. BoxmanMorgan StanleyEdward Jones$2505-25-2012
Kevin WileyMorgan StanleyEdward Jones05-11-2012
Jordan Jacob PrinceMorgan StanleyEdward Jones05-07-2012
Kris Alan SchilperoortMorgan StanleyEdward Jones$2509-02-2011
Joseph Ryan RandallMorgan StanleyEdward Jones$5001-07-2011
Jeremy Kay HunsakerMorgan StanleyEdward Jones03-26-2010
Christopher D BreckonMorgan StanleyEdward Jones$1011-27-2009
Stephen M. MarkelMorgan StanleyFintegra, LLC02-26-2010
Andrew Patrick MurphyMorgan StanleyFisher Investments05-20-2016
Michael Eugene VintMorgan StanleyGoldman Sachs & Co.08-30-2019
David Langford MidgleyMorgan StanleyGoldman Sachs & Co.$5008-23-2019
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Showing 1 to 25 of 138 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.