Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Allen LeeMorgan StanleyBanc of America Investment Services, Inc.07-15-2009
Jacqueline Maria JacobsenMorgan StanleyUBS Financial Services Inc.$5007-31-2009
Elizabeth Ann PetersonMorgan StanleyBanc of America Investment Services, Inc.09-14-2009
Christopher D BreckonMorgan StanleyEdward Jones$1011-27-2009
Brett Michael SkorstadMorgan StanleyWells Fargo Investments, LLC$2502-08-2010
Stephen M. MarkelMorgan StanleyFintegra, LLC02-26-2010
David Donald PowellMorgan StanleyDuff & Phelps Securities LLC03-15-2010
Jeremy Kay HunsakerMorgan StanleyEdward Jones03-26-2010
Matthew S HarschMorgan StanleyChase Investment Services Corp.$5004-01-2010
Burton D. WescheMorgan StanleyWaddell & Reed05-06-2010
Shu-Hui HouMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-14-2010
Susannah Jane VetschMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-30-2010
Michael Scott FrantzMorgan StanleyOppenheimer & Co. Inc.08-02-2010
Jason D. LynchMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-18-2010
Kenneth Allen WescheMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-03-2010
Brigid M. StackpoolMorgan StanleyStifel, Nicolaus & Company, Incorporated$10012-03-2010
Poonum VasishthMorgan StanleyLPL Financial LLC$5012-10-2010
Heather Rainbow FavermanMorgan StanleyLPL Financial LLC12-20-2010
Robert Holland LeonardMorgan StanleyMML Investors Services, LLC01-04-2011
Joseph Ryan RandallMorgan StanleyEdward Jones$5001-07-2011
Kristen Helene BuxtonMorgan StanleyUBS Financial Services Inc.03-11-2011
Darrell T. McManusMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-14-2011
William Bruce CampbellMorgan StanleyRaymond James Financial Services, Inc.$5004-28-2011
Edward Ray DegreeMorgan StanleyNew England Securities05-04-2011
Michael Allan BoothMorgan StanleyUBS Financial Services Inc.06-03-2011
Next Page »

Showing 1 to 25 of 137 entries

Page 1 | 2 | 3 | 4 | 5 | 6

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.