Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Christopher WartesMorgan StanleyEdward Jones$5003-28-2013
Alejandro Esteban AquinoMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Alissa Blair HerschMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Amanda Christine WilsonMorgan StanleyStifel, Nicolaus & Company, Incorporated05-16-2016
Amani Y HarrisMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Amy Yeeman AllenMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Angela Michele AdeeMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Anton Camille DelateurMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Ashlie Marie JohnsonMorgan StanleyWells Fargo Clearing Services, LLC$10007-01-2016
Barbara Williams BanonMorgan StanleyEdward Jones$2505-16-2014
Bareq Asif PeshtazMorgan StanleyAllianceBernstein L.P.03-11-2013
Berit Allen ThompsonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Bernie Paed AquinoMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
Brent Steven GrayMorgan StanleyJ.P. Morgan Securities LLC04-29-2016
Bret Woodward BohoskeyMorgan StanleyRBC Capital Markets, LLC$10008-10-2018
Brett James BartonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-04-2016
Brett Michael SkorstadMorgan StanleyWells Fargo Investments, LLC$2502-08-2010
Brian Craig OligerMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Brian David ChaseMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Brian Joseph CockrellMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Brian Michael RayfieldMorgan StanleyOppenheimer & Co. Inc.12-02-2011
Brian Patrick SullivanMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Brian Richard AcarreguiMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Brigid M. StackpoolMorgan StanleyStifel, Nicolaus & Company, Incorporated12-03-2010
Bruce Bach TrangMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Next Page »

Showing 1 to 25 of 231 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.