Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Langford MidgleyMorgan StanleyAlliancebernstein L.P.08-23-2019
Sarem MukhtarMorgan StanleyGoldman Sachs & Co.06-26-2019
Jianmin GuMorgan StanleyHSBC Securities (USA) Inc.08-16-2018
Stephen Joseph Romano, Timothy W. HendersonMorgan StanleyJ.P. Morgan Securities LLC05-02-2018
Derek John LeonardMorgan StanleyWells Fargo Clearing Services, LLC10-16-2017
William Beau GloverMorgan StanleySowell Management Services06-14-2017
Amanda Christine WilsonMorgan StanleyStifel, Nicolaus & Company, Incorporated05-16-2016
Brett James BartonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-04-2016
Brent Steven GrayMorgan StanleyJ.P. Morgan Securities LLC04-29-2016
Glenn C. CoatesMorgan StanleyJ.P. Morgan Securities LLC04-29-2016
Jeanette S StoflethMorgan StanleyKey Investment Services LLC04-18-2016
Cheryl Lynn BreidenbachMorgan StanleyEdward Jones03-18-2016
Christopher G. CanlasMorgan StanleyUBS Financial Services Inc.01-15-2016
Rod S. GreenshieldsMorgan StanleyRussell Financial Services, LLC11-10-2015
C Jason VeinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-20-2015
Mary Colleen BlackMorgan StanleyWells Fargo Clearing Services, LLC06-06-2014
Risha Marie SchildkrautMorgan StanleyRBC Capital Markets, LLC05-02-2014
Scott Steven CarterMorgan StanleyWells Fargo Clearing Services, LLC04-19-2013
Bareq Asif PeshtazMorgan StanleyAllianceBernstein L.P.03-11-2013
Michael Patrick EberlyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2013
Teresa Mae OrcuttMorgan StanleyRBC Capital Markets, LLC01-23-2013
Kerry Lynne ZimmMorgan StanleyUBS Financial Services Inc.12-18-2012
James Robert CarneyMorgan StanleySanford C. Bernstein & Co., LLC06-04-2012
David Elroy Steele, Matthew David SteeleMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-16-2012
Brian Michael RayfieldMorgan StanleyOppenheimer & Co. Inc.12-02-2011
Next Page »

Showing 1 to 25 of 231 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.