Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric R. MartzahlMorgan StanleyAmeriprise Financial Services, LLC09-16-2019
Anne M HattonMorgan StanleyBMO Harris Financial Advisors, Inc.07-18-2019
Lyam Najib HuntMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-24-2019
Andrew James ManginMorgan StanleyNexPoint Securities, Inc.10-23-2018
Chadwick Michael SchloesserMorgan StanleySVA Wealth Management, LLC09-19-2018
Kelsey Lynn KessenichMorgan StanleyNorthwestern Mutual Investment Services, LLC08-20-2018
Jeremy Paul AppletonMorgan StanleyCUNA Brokerage Services, Inc.07-20-2018
Carol Ann RosenstockMorgan StanleyThree Lakes Securities, LLC01-19-2018
Timothy Michael PiaseckiMorgan StanleyWFA Asset Management Corp10-24-2017
Patricia Carlin AndersonMorgan StanleyUBS Financial Services Inc.$2506-23-2017
Jeffrey Allen NovakMorgan StanleyUBS Financial Services Inc.06-23-2017
Steven SchenkMorgan StanleyUBS Financial Services Inc.$2506-23-2017
Erin Michelle CroweMorgan StanleyBMO Harris Financial Advisors, Inc.06-17-2017
James Richard CarlsonMorgan StanleyNorthwestern Mutual Investment Services, LLC05-25-2017
Michael Christopher BernardMorgan StanleyWells Fargo Clearing Services, LLC04-28-2017
Susan Marie SykesMorgan StanleyRBC Capital Markets, LLC$5003-10-2017
Todd James BardenMorgan StanleyUBS Financial Services Inc.$5007-22-2016
Michelle Ann MaciosekMorgan StanleyUBS Financial Services Inc.$2502-12-2016
Kurtis Lee MaltbyMorgan StanleyH. Beck, Inc.02-12-2016
Douglas Wayne DickinsonMorgan StanleyThe Leaders Group, Inc.01-26-2016
Joseph Michael StillMorgan StanleyUBS Financial Services Inc.06-19-2015
Charles John KoehnMorgan StanleyNewedge USA, LLC04-21-2015
Brandy Lynn DebrouxMorgan StanleyMorgan Stanley01-09-2015
Tina Lee WisialowskiMorgan StanleyIndependent Financial Partners11-10-2014
Jeffrey Herbert MosesMorgan StanleyWells Fargo Clearing Services, LLC10-09-2014
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Showing 1 to 25 of 67 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.