Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric R. MartzahlMorgan StanleyAmeriprise Financial Services, LLC09-16-2019
Brandy Lynn DebrouxMorgan StanleyAmeriprise Financial Services, LLC06-19-2014
Ryan MuellerMorgan StanleyAXA Advisors, LLC01-20-2010
Steven David FerrisMorgan StanleyBfn Asset Management, Inc.10-25-2011
Anne M HattonMorgan StanleyBMO Harris Financial Advisors, Inc.07-18-2019
Erin Michelle CroweMorgan StanleyBMO Harris Financial Advisors, Inc.06-17-2017
Lashell Louise LentzMorgan StanleyBMO Harris Financial Advisors, Inc.$10011-08-2013
Kevin John PattersonMorgan StanleyCleary Gull Inc.07-12-2010
Jeremy Paul AppletonMorgan StanleyCUNA Brokerage Services, Inc.07-20-2018
Steven John IndermuehleMorgan StanleyEdward Jones11-05-2010
Justin Daniel GoninenMorgan StanleyEnrich Financial Partners LLC05-30-2013
Tyler John KrombholzMorgan StanleyGWFS Equities, Inc.03-14-2013
Kurtis Lee MaltbyMorgan StanleyH. Beck, Inc.02-12-2016
Tina Lee WisialowskiMorgan StanleyIndependent Financial Partners11-10-2014
Julianne Riceputo DenicolaMorgan StanleyInstinet, LLC09-18-2013
Patrick Robert RohdeMorgan StanleyJ.P. Morgan Securities LLC03-10-2014
Joan Marie LeroseMorgan StanleyLPL Financial LLC$2510-01-2010
Kurt Robert KoehlerMorgan StanleyM&I Financial Advisors, Inc.05-06-2011
Lyam Najib HuntMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-24-2019
Ardean Leroy EspegardMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-07-2012
Keith L. RoweMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-05-2012
William Edward RichardsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-02-2011
Michael Edward McColeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-18-2010
William Anthony HensienMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-28-2009
John Joseph Lerose IIIMorgan StanleyMetLife Securities Inc.01-31-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.