Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ali GarbaMorgan StanleyWells Fargo Clearing Services, LLC$2508-03-2012
Allen John SchmidtMorgan StanleyUBS Financial Services Inc.07-09-2010
Andrew James ManginMorgan StanleyNexPoint Securities, Inc.10-23-2018
Anne M HattonMorgan StanleyBMO Harris Financial Advisors, Inc.07-18-2019
Arthur John Schweitzer, James Gregory PondelMorgan StanleyWells Fargo Clearing Services, LLC$5005-11-2012
Barbara Steffen FinleyMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Barry Joseph MartzahlMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Bobbi J. Van EperenMorgan StanleyMorgan Stanley & Co. LLC$1006-01-2009
Brenda Marie Bodin HuebnerMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Bruce Douglas WesterveltMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Carlyn Marie HensenMorgan StanleyUBS Financial Services Inc.$10007-09-2010
Carol Ann RosenstockMorgan StanleyThree Lakes Securities, LLC01-19-2018
Chad Dennis GruettMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Chad Steven KlaubaufMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Christine Mary ScimecaMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
Christopher L. ClarkMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Christopher Lee AlexanderMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Christopher S. CzarneckiMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Constance Ann CarmonyMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Corey C. CoonenMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Cynthia Susan WittMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Daniel Charles BenedumMorgan StanleyWells Fargo Funds Distributor, LLC02-07-2014
Daniel James GeiglerMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Daniel John DalyMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Daryl Scott DevorkinMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
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Showing 1 to 25 of 130 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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