Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Harlene Liss GantmanMorgan StanleyAegis Capital Corp.11-29-2018
Desiree Nicole WodickerMorgan StanleyAmeriprise Financial Services, Inc.06-12-2019
Kyle Anthony MedeirosMorgan StanleyAmeriprise Financial Services, Inc.08-29-2018
Antan R. WilsonMorgan StanleyAXA Advisors, LLC07-18-2019
Rhoundy J JonesMorgan StanleyAXA Advisors, LLC07-02-2019
James MunroMorgan StanleyAXA Advisors, LLC10-22-2018
Rick Kim QuanMorgan StanleyAXA Advisors, LLC10-05-2018
Louis Ernest RizzoMorgan StanleyAXA Advisors, LLC$5009-27-2018
William Richmond Ray ClearyMorgan StanleyAXA Advisors, LLC09-10-2018
Thomas M. FarringtonMorgan StanleyBay Crest Partners, LLC09-21-2018
Joshua A. YocamMorgan StanleyBluerock Capital Markets LLC09-28-2018
Anne M HattonMorgan StanleyBMO Harris Financial Advisors, Inc.07-18-2019
Deirdre DennehyMorgan StanleyBoston Private Wealth05-07-2019
Timothy David LonerganMorgan StanleyBoston Private Wealth05-07-2019
Tate Smathers HaireMorgan StanleyBoston Private Wealth01-29-2019
Dana Suzanne DerrickMorgan StanleyCadaret, Grant & Co., Inc.09-17-2018
Samuel Russell KernerMorgan StanleyCambridge Investment Research, Inc.07-25-2018
David Franklin Edwards Jr.Morgan StanleyCharles Schwab & Co., Inc.$5006-10-2019
Josiah Paul MartinMorgan StanleyCharles Schwab & Co., Inc.11-16-2018
Christopher Jacob DibbleMorgan StanleyCharles Schwab & Co., Inc.09-27-2018
Axel Guillermo IsselMorgan StanleyCiti Private Advisory, LLC08-20-2018
Melissa Ann CunninghamMorgan StanleyCitizens Securities, Inc.03-05-2019
Aya Mostafa MetwallyMorgan StanleyCitizens Securities, Inc.10-25-2018
Spencer John FrenchMorgan StanleyCUSO Financial Services, L.P.10-12-2018
Robert Roderick RodriguezMorgan StanleyDeutsche Bank Securities Inc.10-09-2018
Next Page »

Showing 1 to 25 of 235 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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