Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Olivia Courtney WeinMorgan StanleyVanguard Marketing Corporation04-05-2019
Johannes Bensiek KaraffaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-05-2019
Timothy John AnthonyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-04-2019
Kyle Thomas PodgurskiMorgan StanleyVanguard Marketing Corporation04-04-2019
Jared Lyle HarguessMorgan StanleyFisher Investments04-03-2019
Nicholas J. PavlisMorgan StanleyJ.P. Morgan Securities LLC04-01-2019
Alan Ferreira Braga Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-29-2019
Robert Custer GenselMorgan StanleyUBS Financial Services Inc.$5003-29-2019
David Andrew HatzMorgan StanleyUBS Financial Services Inc.$5003-29-2019
Steven R BellMorgan StanleyStoever, Glass & Company Inc.$5003-28-2019
Courtney Elizabeth HoldenMorgan StanleyT. Rowe Price Investment Services, Inc.03-20-2019
Thomas Andrew SpringateMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15003-15-2019
Justin Mckenzie CallenderMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-15-2019
Jason Andrew BeattyMorgan StanleySecurian Financial Services, Inc.03-15-2019
Malaika M. MotaboliMorgan StanleyT. Rowe Price Investment Services, Inc.03-15-2019
Caroline Magrish CalderMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-08-2019
Melissa Ann CunninghamMorgan StanleyCitizens Securities, Inc.03-05-2019
Stephanie M. MeeksMorgan StanleyWells Fargo Clearing Services, LLC$5003-01-2019
Mari Elaine BryanMorgan StanleyWells Fargo Clearing Services, LLC03-01-2019
James Edward GravesMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-22-2019
Mark Salvatore BoutrosMorgan StanleyThrivent Investment Management Inc.02-22-2019
Donte LambertMorgan StanleyM&T Securities, Inc.02-19-2019
Chelsea DengMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-15-2019
Benjamin George RosenblumMorgan StanleyHilltop Securities Inc.02-15-2019
Joseph Brian SiwekMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-08-2019
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Showing 76 to 100 of 235 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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