Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicholas Joseph GluecklerMorgan StanleyFinancial Engines Advisors L.L.C.09-19-2018
Robert Michael KunceMorgan StanleyE*TRADE Securities LLC09-18-2018
Dana Suzanne DerrickMorgan StanleyCadaret, Grant & Co., Inc.09-17-2018
Joseph A MarangielloMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-14-2018
Gregory Wade FosterMorgan StanleyDuncan-Williams, Inc.09-14-2018
Kevin William SuttonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-14-2018
William Richmond Ray ClearyMorgan StanleyAXA Advisors, LLC09-10-2018
Ana Maria AlburquerqueMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-10-2018
David VillalobosMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2509-05-2018
Gregory Hagop ShirinianMorgan StanleyJ.P. Morgan Securities LLC08-29-2018
Zachary H. BrehneMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-29-2018
Kyle Anthony MedeirosMorgan StanleyAmeriprise Financial Services, Inc.08-29-2018
John T TravisMorgan StanleyEssex LLC08-27-2018
Steve Wootaek LeeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2508-24-2018
Sundance James CampbellMorgan StanleyTIAA-CREF Individual & Institutional Services, LLC08-24-2018
Jonathan Young KimMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-24-2018
Janet Friedman HoltMorgan StanleyPFS Investments Inc.08-24-2018
Isel Maria IsernMorgan StanleyJ.P. Morgan Securities LLC08-23-2018
Christopher Scott BentleyMorgan StanleyValMark Securities, Inc.08-20-2018
Axel Guillermo IsselMorgan StanleyCiti Private Advisory, LLC08-20-2018
Matthew Shea HetrickMorgan StanleyH. Beck, Inc.$2508-17-2018
Alex PerezMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-17-2018
Jianmin GuMorgan StanleyHSBC Securities (USA) Inc.08-16-2018
Brady Lee GallagherMorgan StanleyFidelity Brokerage Services LLC08-16-2018
Bret Woodward BohoskeyMorgan StanleyRBC Capital Markets, LLC$10008-10-2018
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Showing 201 to 225 of 235 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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