Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cheryl L Amato LidawerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-14-2019
Grey Marshall DuddlestonMorgan StanleyUBS Financial Services Inc.06-14-2019
Jonathan Matthew ByrdMorgan StanleyUBS Financial Services Inc.06-14-2019
Anthony Charles GuadagninoMorgan StanleyFidelity Personal and Workplace Advisors06-14-2019
Jonathan Edward BrinsonMorgan StanleyUBS Financial Services Inc.06-14-2019
Michael TruongMorgan StanleyJ.P. Morgan Securities LLC06-13-2019
Desiree WodickerMorgan StanleyAmeriprise Financial Services, LLC06-12-2019
David Franklin Edwards JrMorgan StanleyCharles Schwab & Co., Inc.06-10-2019
Geoffrey D GarnerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-10-2019
David Wayne Moore IIMorgan StanleySunTrust Investment Services, Inc.06-10-2019
Douglas Allan BehnfieldMorgan StanleyUBS Financial Services Inc.06-07-2019
John G BaldassariMorgan StanleyWells Fargo Clearing Services, LLC$10006-07-2019
Ariya PejouheshMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-07-2019
Amelia Krill GuidiMorgan StanleyUBS Financial Services Inc.06-07-2019
Tom Tartt Brown IiiMorgan StanleyStifel, Nicolaus & Company, Incorporated$15006-07-2019
Jamie StallingsMorgan StanleyEdward Jones$15006-07-2019
Keith CaparelliMorgan StanleyUBS Financial Services Inc.06-06-2019
Moshup Alexander GalbraithMorgan StanleyOppenheimerFunds Distributor, Inc.06-06-2019
Ty Edward RobbenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-05-2019
Leslie Erin McElwainMorgan StanleyWells Fargo Clearing Services, LLC06-03-2019
Sean Ricci WeilandMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-03-2019
David Walter FenningMorgan StanleyUBS Financial Services Inc.$10005-31-2019
Brian Thomas CALFEEMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-31-2019
Engels N MendezMorgan StanleyJ.P. Morgan Securities LLC05-31-2019
Preston S PooreMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-31-2019
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Showing 1 to 25 of 83 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.