Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Courtney Elizabeth HoldenMorgan StanleyT. Rowe Price Investment Services, Inc.03-20-2019
William Kingman LudingtonMorgan StanleyThe Dowling Group Wealth Management03-27-2019
Steven R BellMorgan StanleyStoever, Glass & Company Inc.$5003-28-2019
Christopher Robert ArmstrongMorgan StanleyCharles Schwab & Co., Inc.03-29-2019
Robert Custer GenselMorgan StanleyUBS Financial Services Inc.$5003-29-2019
David Andrew HatzMorgan StanleyUBS Financial Services Inc.$5003-29-2019
Alan Ferreira Braga Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-29-2019
Nicholas J. PavlisMorgan StanleyJ.P. Morgan Securities LLC04-01-2019
Isabelle StaubMorgan StanleyJ.P. Morgan Securities LLC04-01-2019
Supriya UpretiMorgan StanleyJ.P. Morgan Securities LLC04-03-2019
Richard Tyler BurkeMorgan StanleyUSAA Financial Advisors, Inc.04-03-2019
Jeffrey Allen MeyersMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-04-2019
Timothy John AnthonyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-04-2019
Kyle Thomas PodgurskiMorgan StanleyVanguard Marketing Corporation04-04-2019
Bobbi J LanganMorgan StanleyUSAA Investment Management Company04-05-2019
Kaylene C. GammonMorgan StanleyVanguard Marketing Corporation04-05-2019
Mark S. TorresMorgan StanleyVanguard Marketing Corporation04-05-2019
Olivia Courtney WeinMorgan StanleyVanguard Marketing Corporation04-05-2019
Johannes Bensiek KaraffaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-05-2019
Jeffrey S EmbreeMorgan StanleyUBS Financial Services Inc.04-08-2019
Juan R. RomanMorgan StanleyCharles Schwab & Co., Inc.04-08-2019
Christopher James AngerMorgan StanleyVanguard Marketing Corporation04-08-2019
Laci Hanabah DavisMorgan StanleyVanguard Marketing Corporation04-09-2019
Christopher Dale Anders SolomonMorgan StanleyVanguard Marketing Corporation04-09-2019
Daniel A. ArucaMorgan StanleySagePoint Financial, Inc.04-10-2019
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Showing 1 to 25 of 101 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.