Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Henry SilvaMorgan StanleyJ.P. Morgan Securities LLC07-22-2019
William David MaguireMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-22-2019
Russell Patrick HuebschleMorgan StanleyWells Fargo Clearing Services, LLC07-19-2019
Gene SteinbergMorgan StanleyT. Rowe Price Investment Services, Inc.07-19-2019
Manuel Jeremy RoseMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
Carolina L SilvaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
Anne M HattonMorgan StanleyBMO Harris Financial Advisors, Inc.07-18-2019
Antan R WilsonMorgan StanleyEquitable Advisors, LLC$4607-18-2019
Deon Nicole PohlmannMorgan StanleyEdward Jones$5007-17-2019
James A RawsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-17-2019
Syra BrelviMorgan StanleyJ.P. Morgan Securities LLC07-17-2019
Maria Giacalone-MozoMorgan StanleyForesters Financial Services, Inc.07-16-2019
Pablo Luis MirandaMorgan StanleyUSAA Financial Advisors, Inc.07-16-2019
Stacey Hsin-Yun TsaiMorgan StanleyJ.P. Morgan Securities LLC07-16-2019
Joseph Frederick MilanoMorgan StanleyKey Investment Services LLC07-16-2019
Jacqueline SchleimerMorgan StanleyJ.P. Morgan Securities LLC07-16-2019
Kyle Gregory UtheMorgan StanleyUBS Financial Services Inc.07-16-2019
William M MarshMorgan StanleyUSAA Investment Services Company07-16-2019
Stephanie JonesMorgan StanleyWells Fargo Clearing Services, LLC07-16-2019
Marlon Anthony BustosMorgan StanleyJ.P. Morgan Securities LLC07-12-2019
Karen Lynn PoppemaMorgan StanleyBenjamin F. Edwards & Company, Inc.07-12-2019
Jyoti SharmaMorgan StanleyWells Fargo Clearing Services, LLC07-12-2019
Carlos Ferrero Bonzon JrMorgan StanleyJ.P. Morgan Securities LLC07-11-2019
Mario Rene LamarMorgan StanleyJ.P. Morgan Securities LLC07-11-2019
Tyler Wyatt TicenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15007-11-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.