Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Alfred OttavianoMorgan Stanley & Co. LLCUBS Financial Services Inc.05-01-2009
Schuyler E. Grey IIIMorgan Stanley & Co. LLCUBS Financial Services Inc.$10005-01-2009
Joseph Philip RakowskiMorgan Stanley & Co. LLCUBS Financial Services Inc.$15005-01-2009
Stephen Jay TaftMorgan Stanley & Co. LLCUBS Financial Services Inc.05-01-2009
Gregory Bennett WellsMorgan Stanley & Co. LLCUBS Financial Services Inc.$10005-01-2009
Brian Keith AlbachMorgan Stanley & Co. LLCUBS Financial Services Inc.$10005-01-2009
Timothy Patrick LoftonMorgan Stanley & Co. LLCUBS Financial Services Inc.$20005-01-2009
Shawn D AndersonMorgan Stanley & Co. LLCUBS Financial Services Inc.05-01-2009
Jordan Miles SilvermanMorgan Stanley & Co. LLCUBS Financial Services Inc.05-01-2009
James Key EdwardsMorgan Stanley & Co. LLCUBS Financial Services Inc.$5005-01-2009
Leonard Ian KatzMorgan Stanley & Co. LLCUBS Financial Services Inc.$1005-01-2009
James B. Bertero Jr.Morgan Stanley & Co. LLCUBS Financial Services Inc.05-01-2009
Stephen Edward DauerMorgan Stanley & Co. LLCUBS Financial Services Inc.$15005-01-2009
Aaron WhiteMorgan Stanley & Co. LLCUBS Financial Services Inc.05-01-2009
Kyle Waller PolandMorgan Stanley & Co. LLCUBS Financial Services Inc.$1005-01-2009
Jonathan Wesley EdwardsMorgan Stanley & Co. LLCUBS Financial Services Inc.05-01-2009
Arash NassiMorgan Stanley & Co. LLCUBS Financial Services Inc.05-01-2009
John E. Waller Jr.Morgan Stanley & Co. LLCUBS Financial Services Inc.$5004-01-2009
Andrew Joel MeyerMorgan Stanley & Co. LLCUBS Financial Services Inc.04-01-2009
James Alan CooperMorgan Stanley & Co. LLCUBS Financial Services Inc.$10004-01-2009
David Richard KaserMorgan Stanley & Co. LLCUBS Financial Services Inc.$2504-01-2009
John David LytleMorgan Stanley & Co. LLCUBS Financial Services Inc.04-01-2009
Randall Ray MerrittMorgan Stanley & Co. LLCUBS Financial Services Inc.$15004-01-2009
John Eric KiffelMorgan Stanley & Co. LLCUBS Financial Services Inc.04-01-2009
Robert Donald Askew JrMorgan Stanley & Co. LLCUBS Financial Services Inc.$2504-01-2009
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Showing 1 to 25 of 151 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.