Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Al Maulini, Joseph ToranoMorgan Stanley Wealth ManagementHSBC Private Bank$12108-23-2013
Jason L. MossMorgan Stanley Wealth ManagementBank of America Merrill Lynch$13008-23-2013
Scott Siegel, Mehmet Kirdar, Michael O'Hara, Joseph Carmody, Morgan Stanley Wealth ManagementJPMorgan Chase & Co.$108-23-2013
Frank Marano, Donald MaranoMorgan Stanley Wealth ManagementRaymond James$10008-22-2013
Stanley AlintoffMorgan Stanley Wealth ManagementUBS Financial Services $23208-16-2013
Martin DomresMorgan Stanley Wealth ManagementDeutsche Bank$35008-09-2013
Theodore S. Coleman Sr., Theodore S. Coleman Jr. Morgan Stanley Wealth ManagementUBS Financial Services$16106-07-2013
Arthur A. LevineMorgan Stanley Wealth ManagementWells Fargo Advisors06-06-2013
Arturo Castelo Lopez, Jennifer Sierra, Marion Tettke Morgan Stanley Wealth ManagementUBS Financial Services$37505-31-2013
Ricardo KentMorgan Stanley Wealth ManagementWells Fargo Advisors$10005-24-2013
Alissa N. CarlossMorgan Stanley Wealth ManagementStifel Nicolaus & Co.$13505-03-2013
Paul BagnatoMorgan Stanley Wealth ManagementWells Fargo Advisors$16505-03-2013
Thomas J. McCann Jr.Morgan Stanley Wealth ManagementBank of America Merrill Lynch$20004-19-2013
Eric M. BehrMorgan Stanley Wealth ManagementDeutsche Bank04-18-2013
Gaston Abello, Felix JaimovichMorgan Stanley Wealth ManagementBank of America Merrill Lynch$16504-05-2013
Paul D. Emrick, Troy Hottenstein, Scott HollandMorgan Stanley Wealth ManagementJPMorgan Chase & Co.$40004-05-2013
Robert Iocco, Francis CiocariMorgan Stanley Wealth ManagementBank of America Merrill Lynch$20004-05-2013
William Seabrook, Kathleen ChiapponeMorgan Stanley Wealth ManagementWells Fargo Advisors$18004-05-2013
Robert Locco, Francis CiocariMorgan Stanley Wealth ManagementBank of America Merrill Lynch$20004-05-2013
David Gordon, Kirsten GordonMorgan Stanley Wealth ManagementWells Fargo Advisors$30003-28-2013
Mark Pentella, Jessica Palmer Morgan Stanley Wealth ManagementBank of America Merrill Lynch$12503-22-2013
Roxann Romano, Anthony CatalanoMorgan Stanley Wealth ManagementUBS Financial Services03-01-2013
Scott SextonMorgan Stanley Wealth ManagementUBS Financial Services$70003-01-2013
Nikesh Kadakia, Jospeh Pastore, Kirk SnyderMorgan Stanley Wealth ManagementBank of America Merrill Lynch02-15-2013
David H. RascoeMorgan Stanley Wealth ManagementWells Fargo Advisors$8002-15-2013
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Showing 76 to 100 of 214 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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