Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patricia Glass, Walter VarianMorgan Stanley Wealth ManagementCredit Suisse Wealth Services05-21-2012
Richard Jenkin, Thomas FerranteMorgan Stanley Wealth ManagementUBS Financial Services$21005-21-2012
Tom ShoupMorgan Stanley Wealth ManagementRaymond James$30005-11-2012
Frank SeminaraMorgan Stanley Wealth ManagementUBS Financial Services$75005-10-2012
Frank Bagrier, Wes CoyleMorgan Stanley Wealth ManagementUBS Financial Services$13505-02-2012
Jeffrey Hollingsworth, William Simpson, Craig BillingsleyMorgan Stanley Wealth ManagementWells Fargo Advisors05-02-2012
James Flood, Michael RomerMorgan Stanley Wealth ManagementUBS Financial Services$21304-09-2012
Jonathan Klausner, John Duffy, Jenny Margason, Caryn Wilkinson, Derek DisalvoMorgan Stanley Wealth ManagementUBS Financial Services$65004-09-2012
Marc Richman, Brian BernhardtMorgan Stanley Wealth ManagementDeutsche Bank$50004-09-2012
Rick Hughes, Harry Greenberg, Shawn Senior, Daniel SilverbergMorgan Stanley Wealth ManagementUBS Financial Services$80003-26-2012
Bryce KennyMorgan Stanley Wealth ManagementCredit Suisse Wealth Services$47503-23-2012
Thomas A. DeRosaMorgan Stanley Wealth ManagementBank of America Merrill Lynch$10003-23-2012
Keith Long, Joseph Reilly, Jason DevitoMorgan Stanley Wealth ManagementBank of America Merrill Lynch$38503-16-2012
Emir Culov, Amela Culov, Rebecca RexMorgan Stanley Wealth ManagementH.S.B.C. Private Bank$17503-15-2012
Ilan SegevMorgan Stanley Wealth ManagementCredit Suisse Wealth Services$19103-15-2012
Devin CondronMorgan Stanley Wealth ManagementBank of America Merrill Lynch$83003-06-2012
Brad RudeMorgan Stanley Wealth ManagementWells Fargo Advisors$12902-23-2012
Jeffrey Grange, Jeffrey HollisMorgan Stanley Wealth ManagementBank of America Merrill Lynch$22702-23-2012
Kelly CavesMorgan Stanley Wealth ManagementBank of America Merrill Lynch02-15-2012
Lou Popielarcheck, Jr., Kristen Yablonsky, Michael T. JordanMorgan Stanley Wealth ManagementWells Fargo Advisors$13502-14-2012
Philip Ressa, Justin ChoMorgan Stanley Wealth ManagementBank of America Merrill Lynch$33001-26-2012
Clovis Martin, Edward Jordan, Antonio AlmarazMorgan Stanley Wealth ManagementWells Fargo Advisors$20001-11-2012
Don Gill, William LaRosaMorgan Stanley Wealth ManagementBank of America Merrill Lynch$47001-11-2012
Robert ReubenMorgan Stanley Wealth ManagementOppenheimer$10401-11-2012
Jason Haberman, Robert Brevetti, William CollinsMorgan Stanley Wealth ManagementUBS Financial Services01-10-2012
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Showing 126 to 150 of 214 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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