Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Fortney, Grant FortneyMorgan Stanley Wealth ManagementBank of America Merrill Lynch$88501-10-2012
Chris Wallace, Sarah EhrlichMorgan Stanley Wealth ManagementMorgan Keegan12-15-2011
John Alex, Jose Pietri, Thomas LaughlinMorgan Stanley Wealth ManagementBank of America Merrill Lynch$20011-22-2011
Joseph Neuhaus, Karen JankowskiMorgan Stanley Wealth ManagementRBC Wealth Management$28411-22-2011
Marc Walters, Todd Austin, Sean WeberMorgan Stanley Wealth ManagementBank of America Merrill Lynch$45011-22-2011
Philip NobleMorgan Stanley Wealth ManagementLPL Financial$11611-22-2011
Bryan Jones, James WoodsMorgan Stanley Wealth ManagementBank of America Merrill Lynch$21011-15-2011
Mark DonohueMorgan Stanley Wealth ManagementRBC Wealth Management$70011-15-2011
Nancy Bernstein, Greg RosenMorgan Stanley Wealth ManagementBank of America Merrill Lynch$15711-15-2011
T. Gregory Naples, Chris NapleMorgan Stanley Wealth ManagementUBS Financial Services$10011-15-2011
Brad NettuneMorgan Stanley Wealth ManagementUBS Financial Services$50011-03-2011
Mark D. Rosenberg, Fred Weingart, Tina-Marie Bryant, Roberta BermanMorgan Stanley Wealth ManagementUBS Financial Services$15211-03-2011
Harvey Kadden, Mihir Patel, Randy Knopp, Tim Baker, Chris BarberMorgan Stanley Wealth ManagementBank of America Merrill Lynch$110-26-2011
The Anderson GroupMorgan Stanley Wealth ManagementBank of America Merrill Lynch$27410-04-2011
The Gift Hamilton TeamMorgan Stanley Wealth ManagementRBC Wealth Management$25910-04-2011
Lawrence Durso, Kris FrazierMorgan Stanley Wealth ManagementWells Fargo Advisors$28009-26-2011
Edward Cook, Robert HallMorgan Stanley Wealth ManagementUBS Financial Services09-13-2011
Jonathan LakeMorgan Stanley Wealth ManagementRBC Wealth Management09-13-2011
Brandon HuntMorgan Stanley Wealth ManagementBank of America Merrill Lynch$9109-08-2011
William Bullock, Gayle BullockMorgan Stanley Wealth ManagementBank of America Merrill Lynch$23109-08-2011
Jack Wong, Darryl NgMorgan Stanley Wealth ManagementWells Fargo Advisors$28909-07-2011
Judy Keng, Sue TengMorgan Stanley Wealth ManagementWells Fargo Advisors$16209-07-2011
Shao TeMorgan Stanley Wealth ManagementWells Fargo Advisors$10509-07-2011
Michael Parziale, Daniel MorilakMorgan Stanley Wealth ManagementWells Fargo Advisors$17508-25-2011
Arturo Perret-GentilMorgan Stanley Wealth ManagementUBS Financial Services$10706-14-2011
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Showing 151 to 175 of 214 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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