Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Esteban FormosoMorgan Stanley Wealth ManagementUBS Financial Services$8306-14-2011
Peter ChenMorgan Stanley Wealth ManagementCharles Schwab$17006-14-2011
Shawn Liebel, Kevin ForneyMorgan Stanley Wealth ManagementUBS Financial Services$21105-17-2011
Robert Coloret, Mark DelmarMorgan Stanley Wealth ManagementAmeriprise Financial$10705-16-2011
David Runstrom, Eric NoyesMorgan Stanley Wealth ManagementBank of America Merrill Lynch$33205-04-2011
Michael Paesano, Jeffrey Cadan, Richard Perkins, Matthew HayfordMorgan Stanley Wealth ManagementUBS Financial Services05-04-2011
Rosalie Schlaen, Izhar SheferMorgan Stanley Wealth ManagementBank of America Merrill Lynch$17702-28-2011
Joseph Viviani, Robert DigregorioMorgan Stanley Wealth ManagementBank of America Merrill Lynch$39802-24-2011
Craig Greenberg, Joseph McDermottMorgan Stanley Wealth ManagementUBS Financial Services$14401-31-2011
Adam LeapleyMorgan Stanley Wealth ManagementChase Investment Services$20501-28-2011
Robin Krasny, Mark LewisMorgan Stanley Wealth ManagementUBS Financial Services$31001-20-2011
Steven Foote, John MoranMorgan Stanley Wealth ManagementIngalls & Snyder$30001-19-2011
Michael KiddMorgan Stanley Wealth ManagementWells Fargo Advisors$30501-10-2011
Jeanne Forkeutis, Frank SalvagniMorgan Stanley Wealth ManagementUBS Financial Services$14311-29-2010
Rick CaiazzoMorgan Stanley Wealth ManagementUBS Financial Services$29011-29-2010
Ronald Kern, Rollins Rubsamen Jr., W. Joseph Sammons, Myrteel WardMorgan Stanley Wealth ManagementWFG Investments$311-17-2010
Benjamin Kusner, Steven Berner, William Hanrahan, Shane MeyerMorgan Stanley Wealth ManagementUBS Financial Services$18411-11-2010
Jonathan PriceMorgan Stanley Wealth ManagementCommonwealth Financial Network$15310-28-2010
Art Martin, Wade Martin, John RizzoMorgan Stanley Wealth ManagementUBS Financial Services$35008-20-2010
Laurence BraunsteinMorgan Stanley Wealth ManagementFirst Allied Securities$20007-22-2010
Benjamin WooMorgan Stanley Wealth ManagementCharles Schwab$14007-13-2010
Michael LupiaMorgan Stanley Wealth ManagementJPMorgan Chase & Co.$21707-08-2010
The Legacy Wealth Management GroupMorgan Stanley Wealth ManagementUBS Financial Services$35007-02-2010
Joseph Fortuna, Timothy PreteMorgan Stanley Wealth ManagementUBS Financial Services$73806-21-2010
Sergio D'Oliveira, Francisco D'Oliveira, Leonardo Silva, Tod FrickMorgan Stanley Wealth ManagementBank of America Merrill Lynch$27906-18-2010
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Showing 176 to 200 of 214 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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