Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Schick, Paul DerrickMorgan Stanley Wealth ManagementWells Fargo Advisors06-04-2009
Carlos Van Maanen, Carlos StolkMorgan Stanley Wealth ManagementUBS Financial Services$27001-26-2010
Randall Ridenour & TeamMorgan Stanley Wealth ManagementUBS Financial Services$12001-26-2010
Robert Nelson MurrayMorgan Stanley Wealth ManagementUBS Financial Services$40001-26-2010
David S. LynnMorgan Stanley Wealth ManagementBank of America Merrill Lynch$11503-10-2010
Mark S. BaileyMorgan Stanley Wealth ManagementUBS Financial Services$16003-11-2010
Brandon OliverMorgan Stanley Wealth ManagementBank of America Merrill Lynch$9003-23-2010
James Dolan, Pamela BayardMorgan Stanley Wealth ManagementUBS Financial Services$54003-23-2010
Leif OlsonMorgan Stanley Wealth ManagementBank of America Merrill Lynch$13703-29-2010
Robert Tholl, Jerry PearsonMorgan Stanley Wealth ManagementJPMorgan Chase & Co.03-29-2010
Bradley HareMorgan Stanley Wealth ManagementEdward Jones05-04-2010
James Flynn, Rance Hillier, Merritt ZahnerMorgan Stanley Wealth ManagementBank of America Merrill Lynch$15005-19-2010
Matthew Segal, Joseph Pizzo, Irwin Werbowsky, Mohamed YassinMorgan Stanley Wealth ManagementUBS Financial Services$15105-21-2010
Jeff RussellMorgan Stanley Wealth ManagementBank of America Merrill Lynch$21805-25-2010
Sergio D'Oliveira, Francisco D'Oliveira, Leonardo Silva, Tod FrickMorgan Stanley Wealth ManagementBank of America Merrill Lynch$27906-18-2010
Joseph Fortuna, Timothy PreteMorgan Stanley Wealth ManagementUBS Financial Services$73806-21-2010
The Legacy Wealth Management GroupMorgan Stanley Wealth ManagementUBS Financial Services$35007-02-2010
Michael LupiaMorgan Stanley Wealth ManagementJPMorgan Chase & Co.$21707-08-2010
Benjamin WooMorgan Stanley Wealth ManagementCharles Schwab$14007-13-2010
Laurence BraunsteinMorgan Stanley Wealth ManagementFirst Allied Securities$20007-22-2010
Art Martin, Wade Martin, John RizzoMorgan Stanley Wealth ManagementUBS Financial Services$35008-20-2010
Jonathan PriceMorgan Stanley Wealth ManagementCommonwealth Financial Network$15310-28-2010
Benjamin Kusner, Steven Berner, William Hanrahan, Shane MeyerMorgan Stanley Wealth ManagementUBS Financial Services$18411-11-2010
Ronald Kern, Rollins Rubsamen Jr., W. Joseph Sammons, Myrteel WardMorgan Stanley Wealth ManagementWFG Investments$311-17-2010
Jeanne Forkeutis, Frank SalvagniMorgan Stanley Wealth ManagementUBS Financial Services$14311-29-2010
Next Page »

Showing 1 to 25 of 214 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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