Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam LeapleyMorgan Stanley Wealth ManagementChase Investment Services$20501-28-2011
Al Maulini, Joseph ToranoMorgan Stanley Wealth ManagementHSBC Private Bank$12108-23-2013
Albert Fox, Edward Penberthy, Joseph DehnMorgan Stanley Wealth ManagementBank of America Merrill Lynch$60003-20-2014
Alissa N. CarlossMorgan Stanley Wealth ManagementStifel Nicolaus & Co.$13505-03-2013
Angel ColinaMorgan Stanley Wealth ManagementWells Fargo Advisors$24008-02-2012
Art Martin, Wade Martin, John RizzoMorgan Stanley Wealth ManagementUBS Financial Services$35008-20-2010
Arthur A. LevineMorgan Stanley Wealth ManagementWells Fargo Advisors06-06-2013
Arturo Castelo Lopez, Jennifer Sierra, Marion Tettke Morgan Stanley Wealth ManagementUBS Financial Services$37505-31-2013
Arturo Perret-GentilMorgan Stanley Wealth ManagementUBS Financial Services$10706-14-2011
Benjamin Kusner, Steven Berner, William Hanrahan, Shane MeyerMorgan Stanley Wealth ManagementUBS Financial Services$18411-11-2010
Benjamin WooMorgan Stanley Wealth ManagementCharles Schwab$14007-13-2010
Beth Scanlan, Carol Abraham, Calvin FongMorgan Stanley Wealth ManagementCredit Suisse Wealth Services$37501-27-2016
Blane HammerMorgan Stanley Wealth ManagementUBS Financial Services$12007-03-2012
Brad NettuneMorgan Stanley Wealth ManagementUBS Financial Services$50011-03-2011
Brad RudeMorgan Stanley Wealth ManagementWells Fargo Advisors$12902-23-2012
Brad WeinmanMorgan Stanley Wealth ManagementBank of America Merrill Lynch$24001-13-2017
Bradley HareMorgan Stanley Wealth ManagementEdward Jones05-04-2010
Brandon HuntMorgan Stanley Wealth ManagementBank of America Merrill Lynch$9109-08-2011
Brandon OliverMorgan Stanley Wealth ManagementBank of America Merrill Lynch$9003-23-2010
Brant Giere, Lisa SzucsMorgan Stanley Wealth ManagementBank of America Merrill Lynch$21011-20-2012
Brent Henry, Dustin Colebank, Mike HudsonMorgan Stanley Wealth ManagementBank of America Merrill Lynch$23006-22-2012
Brian Brice, Tim BriceMorgan Stanley Wealth ManagementBank of America Merrill Lynch$409-08-2014
Brian PurcellMorgan Stanley Wealth ManagementBank of America Merrill Lynch$11506-26-2014
Bryan Jones, James WoodsMorgan Stanley Wealth ManagementBank of America Merrill Lynch$21011-15-2011
Bryan SchonMorgan Stanley Wealth ManagementChase Investment Services$20511-01-2012
Next Page »

Showing 1 to 25 of 214 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.