Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam LeapleyMorgan Stanley Wealth ManagementChase Investment Services$20501-28-2011
Al Maulini, Joseph ToranoMorgan Stanley Wealth ManagementHSBC Private Bank$12108-23-2013
Albert Fox, Edward Penberthy, Joseph DehnMorgan Stanley Wealth ManagementBank of America Merrill Lynch$60003-20-2014
Alissa N. CarlossMorgan Stanley Wealth ManagementStifel Nicolaus & Co.$13505-03-2013
Angel ColinaMorgan Stanley Wealth ManagementWells Fargo Advisors$24008-02-2012
Art Martin, Wade Martin, John RizzoMorgan Stanley Wealth ManagementUBS Financial Services$35008-20-2010
Arthur A. LevineMorgan Stanley Wealth ManagementWells Fargo Advisors06-06-2013
Arturo Castelo Lopez, Jennifer Sierra, Marion Tettke Morgan Stanley Wealth ManagementUBS Financial Services$37505-31-2013
Arturo Perret-GentilMorgan Stanley Wealth ManagementUBS Financial Services$10706-14-2011
Benjamin Kusner, Steven Berner, William Hanrahan, Shane MeyerMorgan Stanley Wealth ManagementUBS Financial Services$18411-11-2010
Benjamin WooMorgan Stanley Wealth ManagementCharles Schwab$14007-13-2010
Beth Scanlan, Carol Abraham, Calvin FongMorgan Stanley Wealth ManagementCredit Suisse Wealth Services$37501-27-2016
Blane HammerMorgan Stanley Wealth ManagementUBS Financial Services$12007-03-2012
Brad NettuneMorgan Stanley Wealth ManagementUBS Financial Services$50011-03-2011
Brad RudeMorgan Stanley Wealth ManagementWells Fargo Advisors$12902-23-2012
Brad WeinmanMorgan Stanley Wealth ManagementBank of America Merrill Lynch$24001-13-2017
Bradley HareMorgan Stanley Wealth ManagementEdward Jones05-04-2010
Brandon HuntMorgan Stanley Wealth ManagementBank of America Merrill Lynch$9109-08-2011
Brandon OliverMorgan Stanley Wealth ManagementBank of America Merrill Lynch$9003-23-2010
Brant Giere, Lisa SzucsMorgan Stanley Wealth ManagementBank of America Merrill Lynch$21011-20-2012
Brent Henry, Dustin Colebank, Mike HudsonMorgan Stanley Wealth ManagementBank of America Merrill Lynch$23006-22-2012
Brian Brice, Tim BriceMorgan Stanley Wealth ManagementBank of America Merrill Lynch$409-08-2014
Brian PurcellMorgan Stanley Wealth ManagementBank of America Merrill Lynch$11506-26-2014
Bryan Jones, James WoodsMorgan Stanley Wealth ManagementBank of America Merrill Lynch$21011-15-2011
Bryan SchonMorgan Stanley Wealth ManagementChase Investment Services$20511-01-2012
Next Page »

Showing 1 to 25 of 214 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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