Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christian ConroyMorgan Stanley Wealth ManagementBank of America Merrill Lynch10-05-2018
Gregory Chevrier, Walter GrubbsMorgan Stanley Wealth ManagementBank of America Merrill Lynch10-05-2018
Scott Mercalde, Tricia MercaldeMorgan Stanley Wealth ManagementUBS Financial Services10-05-2018
David Atallah, Mike CassaMorgan Stanley Wealth ManagementCredit Suisse Wealth Services02-15-2016
Louis GreifMorgan Stanley Wealth ManagementBarclays08-03-2015
Dante NeyraMorgan Stanley Wealth ManagementBank of America Merrill Lynch06-27-2014
Richard Duffy, Russell KwokMorgan Stanley Wealth ManagementJPMorgan Chase & Co.06-24-2014
Marie H. MurdockMorgan Stanley Wealth ManagementUBS Financial Services12-02-2013
Arthur A. LevineMorgan Stanley Wealth ManagementWells Fargo Advisors06-06-2013
Eric M. BehrMorgan Stanley Wealth ManagementDeutsche Bank04-18-2013
Roxann Romano, Anthony CatalanoMorgan Stanley Wealth ManagementUBS Financial Services03-01-2013
Nikesh Kadakia, Jospeh Pastore, Kirk SnyderMorgan Stanley Wealth ManagementBank of America Merrill Lynch02-15-2013
Patricia Glass, Walter VarianMorgan Stanley Wealth ManagementCredit Suisse Wealth Services05-21-2012
Jeffrey Hollingsworth, William Simpson, Craig BillingsleyMorgan Stanley Wealth ManagementWells Fargo Advisors05-02-2012
Kelly CavesMorgan Stanley Wealth ManagementBank of America Merrill Lynch02-15-2012
Jason Haberman, Robert Brevetti, William CollinsMorgan Stanley Wealth ManagementUBS Financial Services01-10-2012
Chris Wallace, Sarah EhrlichMorgan Stanley Wealth ManagementMorgan Keegan12-15-2011
Edward Cook, Robert HallMorgan Stanley Wealth ManagementUBS Financial Services09-13-2011
Jonathan LakeMorgan Stanley Wealth ManagementRBC Wealth Management09-13-2011
Michael Paesano, Jeffrey Cadan, Richard Perkins, Matthew HayfordMorgan Stanley Wealth ManagementUBS Financial Services05-04-2011
Bradley HareMorgan Stanley Wealth ManagementEdward Jones05-04-2010
Robert Tholl, Jerry PearsonMorgan Stanley Wealth ManagementJPMorgan Chase & Co.03-29-2010
William Schick, Paul DerrickMorgan Stanley Wealth ManagementWells Fargo Advisors06-04-2009
William Goettert, John EntenbergMorgan Stanley Wealth ManagementCitigroup$108-14-2015
Kerri Connellan, Jim PucciarelliMorgan Stanley Wealth ManagementBarclays$107-13-2015
Next Page »

Showing 1 to 25 of 214 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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