Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Howard WenMorgan Stanley Wealth ManagementBank of America Merrill Lynch$17903-31-2016
Jose FincheltubMorgan Stanley Wealth ManagementCredit Suisse Wealth Services$10703-24-2016
Mary DiChristofano, Michael Sakach, James WhitneyMorgan Stanley Wealth ManagementCredit Suisse Wealth Services$2,00003-18-2016
Ron VinderMorgan Stanley Wealth ManagementUBS Financial Services$4,30003-16-2016
David Atallah, Mike CassaMorgan Stanley Wealth ManagementCredit Suisse Wealth Services02-15-2016
Beth Scanlan, Carol Abraham, Calvin FongMorgan Stanley Wealth ManagementCredit Suisse Wealth Services$37501-27-2016
Richard Zinman, Anthony Dertouzos, John MorenoMorgan Stanley Wealth ManagementCredit Suisse Wealth Services$511-23-2015
William Goettert, John EntenbergMorgan Stanley Wealth ManagementCitigroup$108-14-2015
Louis GreifMorgan Stanley Wealth ManagementBarclays08-03-2015
Kerri Connellan, Jim PucciarelliMorgan Stanley Wealth ManagementBarclays$107-13-2015
Greg Fullmer, Daniel Hawkins, Douglas DyakonMorgan Stanley Wealth ManagementUBS Financial Services$105-01-2015
Jimena HailsMorgan Stanley Wealth ManagementHSBC Private Bank$20005-01-2015
Phil Hanna, Jr., Brent SternMorgan Stanley Wealth ManagementUBS Financial Services$13005-01-2015
David W. LewisMorgan Stanley Wealth ManagementBank of America Merrill Lynch$25003-31-2015
Matthew J. McDowellMorgan Stanley Wealth ManagementWells Fargo Advisors$5303-06-2015
Daniel K. SchwalaMorgan Stanley Wealth ManagementUBS Financial Services$26702-27-2015
Mark F. LeonardMorgan Stanley Wealth ManagementSuntrust Investment Services$43502-13-2015
Eric T. PressmanMorgan Stanley Wealth ManagementBank of America Merrill Lynch$7501-09-2015
Thomas CagganelloMorgan Stanley Wealth ManagementWells Fargo Advisors$14501-08-2015
Robert PhelpsMorgan Stanley Wealth ManagementUBS Financial Services$9010-17-2014
Thomas Forma, Kevin NicholsMorgan Stanley Wealth ManagementBank of America Merrill Lynch$30010-17-2014
Michael Zalkind, John WilliamsMorgan Stanley Wealth ManagementJPMorgan Chase & Co.$17510-14-2014
Richard PotashnerMorgan Stanley Wealth ManagementBank of America Merrill Lynch$13009-19-2014
Richard WilsonMorgan Stanley Wealth ManagementUBS Financial Services$11009-16-2014
Joseph Stein, Jr., Jeffrey SteinMorgan Stanley Wealth ManagementNeuberger Berman$32009-15-2014
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Showing 26 to 50 of 214 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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