Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carolyn SandersonMorgan Stanley Wealth ManagementJPMorgan Chase & Co.$10009-15-2014
Tracy A. ChanMorgan Stanley Wealth ManagementWells Fargo Advisors$5009-12-2014
Brian Brice, Tim BriceMorgan Stanley Wealth ManagementBank of America Merrill Lynch$409-08-2014
Robert SatterfieldMorgan Stanley Wealth ManagementUBS Financial Services$18007-28-2014
Linda GoodsonMorgan Stanley Wealth ManagementWells Fargo Advisors$11007-03-2014
Dante NeyraMorgan Stanley Wealth ManagementBank of America Merrill Lynch06-27-2014
Brian PurcellMorgan Stanley Wealth ManagementBank of America Merrill Lynch$11506-26-2014
Richard Duffy, Russell KwokMorgan Stanley Wealth ManagementJPMorgan Chase & Co.06-24-2014
David BeharMorgan Stanley Wealth ManagementUBS Financial Services$20003-21-2014
Albert Fox, Edward Penberthy, Joseph DehnMorgan Stanley Wealth ManagementBank of America Merrill Lynch$60003-20-2014
Greg DeLong, Chris DeLongMorgan Stanley Wealth ManagementEdward Jones$20003-07-2014
James Wong, Matthew Barker, Justin Harris, Desiderio RodriquezMorgan Stanley Wealth ManagementWells Fargo Advisors$26402-28-2014
J. Patrick KearnsMorgan Stanley Wealth ManagementFulcrum Securities$18501-17-2014
J. Larry Mills, Christopher G. Venuti, Bryan Mountain, Marc RoggenkampMorgan Stanley Wealth ManagementUBS Financial Services$501-03-2014
Michael Cott, Donald NejedlyMorgan Stanley Wealth ManagementRBC Wealth Management$25001-03-2014
Jennifer Daniels, Karen LevyMorgan Stanley Wealth ManagementBank of America Merrill Lynch$15112-06-2013
Marie H. MurdockMorgan Stanley Wealth ManagementUBS Financial Services12-02-2013
Robert P. SchneiderMorgan Stanley Wealth ManagementUBS Financial Services$33410-18-2013
Ted Bowling, Aaron BowlingMorgan Stanley Wealth ManagementEdward Jones$34410-18-2013
Francesca ZavoltaMorgan Stanley Wealth ManagementBarclays$7410-04-2013
Theresa E. ChacopulosMorgan Stanley Wealth ManagementWells Fargo Advisors$30210-04-2013
Fred Costantino Sr., Fred Costantino Jr., Michael CostantinoMorgan Stanley Wealth ManagementWells Fargo Advisors$12309-27-2013
Garry W. BridgemanMorgan Stanley Wealth ManagementBank of America Merrill Lynch$66309-26-2013
Gary Englund, Steve OvertonMorgan Stanley Wealth ManagementRaymond James$10009-12-2013
Robert Finan, Anthony LaFonteMorgan Stanley Wealth ManagementBank of America Merrill Lynch$40009-12-2013
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Showing 51 to 75 of 214 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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