Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Al Maulini, Joseph ToranoMorgan Stanley Wealth ManagementHSBC Private Bank$12108-23-2013
Jason L. MossMorgan Stanley Wealth ManagementBank of America Merrill Lynch$13008-23-2013
Scott Siegel, Mehmet Kirdar, Michael O'Hara, Joseph Carmody, Morgan Stanley Wealth ManagementJPMorgan Chase & Co.$108-23-2013
Frank Marano, Donald MaranoMorgan Stanley Wealth ManagementRaymond James$10008-22-2013
Stanley AlintoffMorgan Stanley Wealth ManagementUBS Financial Services $23208-16-2013
Martin DomresMorgan Stanley Wealth ManagementDeutsche Bank$35008-09-2013
Theodore S. Coleman Sr., Theodore S. Coleman Jr. Morgan Stanley Wealth ManagementUBS Financial Services$16106-07-2013
Arthur A. LevineMorgan Stanley Wealth ManagementWells Fargo Advisors06-06-2013
Arturo Castelo Lopez, Jennifer Sierra, Marion Tettke Morgan Stanley Wealth ManagementUBS Financial Services$37505-31-2013
Ricardo KentMorgan Stanley Wealth ManagementWells Fargo Advisors$10005-24-2013
Alissa N. CarlossMorgan Stanley Wealth ManagementStifel Nicolaus & Co.$13505-03-2013
Paul BagnatoMorgan Stanley Wealth ManagementWells Fargo Advisors$16505-03-2013
Thomas J. McCann Jr.Morgan Stanley Wealth ManagementBank of America Merrill Lynch$20004-19-2013
Eric M. BehrMorgan Stanley Wealth ManagementDeutsche Bank04-18-2013
Gaston Abello, Felix JaimovichMorgan Stanley Wealth ManagementBank of America Merrill Lynch$16504-05-2013
Paul D. Emrick, Troy Hottenstein, Scott HollandMorgan Stanley Wealth ManagementJPMorgan Chase & Co.$40004-05-2013
Robert Iocco, Francis CiocariMorgan Stanley Wealth ManagementBank of America Merrill Lynch$20004-05-2013
William Seabrook, Kathleen ChiapponeMorgan Stanley Wealth ManagementWells Fargo Advisors$18004-05-2013
Robert Locco, Francis CiocariMorgan Stanley Wealth ManagementBank of America Merrill Lynch$20004-05-2013
David Gordon, Kirsten GordonMorgan Stanley Wealth ManagementWells Fargo Advisors$30003-28-2013
Mark Pentella, Jessica Palmer Morgan Stanley Wealth ManagementBank of America Merrill Lynch$12503-22-2013
Roxann Romano, Anthony CatalanoMorgan Stanley Wealth ManagementUBS Financial Services03-01-2013
Scott SextonMorgan Stanley Wealth ManagementUBS Financial Services$70003-01-2013
Nikesh Kadakia, Jospeh Pastore, Kirk SnyderMorgan Stanley Wealth ManagementBank of America Merrill Lynch02-15-2013
David H. RascoeMorgan Stanley Wealth ManagementWells Fargo Advisors$8002-15-2013
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Showing 76 to 100 of 214 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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