Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Fortney, Grant FortneyMorgan Stanley Wealth ManagementBank of America Merrill Lynch$88501-10-2012
Chris Wallace, Sarah EhrlichMorgan Stanley Wealth ManagementMorgan Keegan12-15-2011
John Alex, Jose Pietri, Thomas LaughlinMorgan Stanley Wealth ManagementBank of America Merrill Lynch$20011-22-2011
Joseph Neuhaus, Karen JankowskiMorgan Stanley Wealth ManagementRBC Wealth Management$28411-22-2011
Marc Walters, Todd Austin, Sean WeberMorgan Stanley Wealth ManagementBank of America Merrill Lynch$45011-22-2011
Philip NobleMorgan Stanley Wealth ManagementLPL Financial$11611-22-2011
Bryan Jones, James WoodsMorgan Stanley Wealth ManagementBank of America Merrill Lynch$21011-15-2011
Mark DonohueMorgan Stanley Wealth ManagementRBC Wealth Management$70011-15-2011
Nancy Bernstein, Greg RosenMorgan Stanley Wealth ManagementBank of America Merrill Lynch$15711-15-2011
T. Gregory Naples, Chris NapleMorgan Stanley Wealth ManagementUBS Financial Services$10011-15-2011
Brad NettuneMorgan Stanley Wealth ManagementUBS Financial Services$50011-03-2011
Mark D. Rosenberg, Fred Weingart, Tina-Marie Bryant, Roberta BermanMorgan Stanley Wealth ManagementUBS Financial Services$15211-03-2011
Harvey Kadden, Mihir Patel, Randy Knopp, Tim Baker, Chris BarberMorgan Stanley Wealth ManagementBank of America Merrill Lynch$110-26-2011
The Anderson GroupMorgan Stanley Wealth ManagementBank of America Merrill Lynch$27410-04-2011
The Gift Hamilton TeamMorgan Stanley Wealth ManagementRBC Wealth Management$25910-04-2011
Lawrence Durso, Kris FrazierMorgan Stanley Wealth ManagementWells Fargo Advisors$28009-26-2011
Edward Cook, Robert HallMorgan Stanley Wealth ManagementUBS Financial Services09-13-2011
Jonathan LakeMorgan Stanley Wealth ManagementRBC Wealth Management09-13-2011
Brandon HuntMorgan Stanley Wealth ManagementBank of America Merrill Lynch$9109-08-2011
William Bullock, Gayle BullockMorgan Stanley Wealth ManagementBank of America Merrill Lynch$23109-08-2011
Jack Wong, Darryl NgMorgan Stanley Wealth ManagementWells Fargo Advisors$28909-07-2011
Judy Keng, Sue TengMorgan Stanley Wealth ManagementWells Fargo Advisors$16209-07-2011
Shao TeMorgan Stanley Wealth ManagementWells Fargo Advisors$10509-07-2011
Michael Parziale, Daniel MorilakMorgan Stanley Wealth ManagementWells Fargo Advisors$17508-25-2011
Arturo Perret-GentilMorgan Stanley Wealth ManagementUBS Financial Services$10706-14-2011
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Showing 151 to 175 of 214 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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