Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher ApgarMorgan Stanley Wealth ManagementWells Fargo Advisors$31804-21-2017
Matthew J. McDowellMorgan Stanley Wealth ManagementWells Fargo Advisors$5303-06-2015
Thomas CagganelloMorgan Stanley Wealth ManagementWells Fargo Advisors$14501-08-2015
Tracy A. ChanMorgan Stanley Wealth ManagementWells Fargo Advisors$5009-12-2014
Linda GoodsonMorgan Stanley Wealth ManagementWells Fargo Advisors$11007-03-2014
James Wong, Matthew Barker, Justin Harris, Desiderio RodriquezMorgan Stanley Wealth ManagementWells Fargo Advisors$26402-28-2014
Theresa E. ChacopulosMorgan Stanley Wealth ManagementWells Fargo Advisors$30210-04-2013
Fred Costantino Sr., Fred Costantino Jr., Michael CostantinoMorgan Stanley Wealth ManagementWells Fargo Advisors$12309-27-2013
Arthur A. LevineMorgan Stanley Wealth ManagementWells Fargo Advisors06-06-2013
Ricardo KentMorgan Stanley Wealth ManagementWells Fargo Advisors$10005-24-2013
Paul BagnatoMorgan Stanley Wealth ManagementWells Fargo Advisors$16505-03-2013
William Seabrook, Kathleen ChiapponeMorgan Stanley Wealth ManagementWells Fargo Advisors$18004-05-2013
David Gordon, Kirsten GordonMorgan Stanley Wealth ManagementWells Fargo Advisors$30003-28-2013
David H. RascoeMorgan Stanley Wealth ManagementWells Fargo Advisors$8002-15-2013
Leon Ciobataru, Luiz BoruchowskiMorgan Stanley Wealth ManagementWells Fargo Advisors$21010-29-2012
Angel ColinaMorgan Stanley Wealth ManagementWells Fargo Advisors$24008-02-2012
Jeffrey Hollingsworth, William Simpson, Craig BillingsleyMorgan Stanley Wealth ManagementWells Fargo Advisors05-02-2012
Brad RudeMorgan Stanley Wealth ManagementWells Fargo Advisors$12902-23-2012
Lou Popielarcheck, Jr., Kristen Yablonsky, Michael T. JordanMorgan Stanley Wealth ManagementWells Fargo Advisors$13502-14-2012
Clovis Martin, Edward Jordan, Antonio AlmarazMorgan Stanley Wealth ManagementWells Fargo Advisors$20001-11-2012
Lawrence Durso, Kris FrazierMorgan Stanley Wealth ManagementWells Fargo Advisors$28009-26-2011
Jack Wong, Darryl NgMorgan Stanley Wealth ManagementWells Fargo Advisors$28909-07-2011
Judy Keng, Sue TengMorgan Stanley Wealth ManagementWells Fargo Advisors$16209-07-2011
Shao TeMorgan Stanley Wealth ManagementWells Fargo Advisors$10509-07-2011
Michael Parziale, Daniel MorilakMorgan Stanley Wealth ManagementWells Fargo Advisors$17508-25-2011
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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