Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Martin, Andrew ArcherMorgan Stanley Wealth ManagementUBS Financial Services$40010-05-2018
Donald Fung, Matt Palleschi, John Campbell, Brian BechelliMorgan Stanley Wealth ManagementJPMorgan Chase & Co.$82903-24-2017
Vivian Lin, Han LinMorgan Stanley Wealth ManagementBank of America Merrill Lynch$25008-18-2016
Geoffrey PaulMorgan Stanley Wealth ManagementUBS Financial Services$28005-31-2016
Howard WenMorgan Stanley Wealth ManagementBank of America Merrill Lynch$17903-31-2016
Beth Scanlan, Carol Abraham, Calvin FongMorgan Stanley Wealth ManagementCredit Suisse Wealth Services$37501-27-2016
Greg Fullmer, Daniel Hawkins, Douglas DyakonMorgan Stanley Wealth ManagementUBS Financial Services$105-01-2015
Matthew J. McDowellMorgan Stanley Wealth ManagementWells Fargo Advisors$5303-06-2015
Daniel K. SchwalaMorgan Stanley Wealth ManagementUBS Financial Services$26702-27-2015
Tracy A. ChanMorgan Stanley Wealth ManagementWells Fargo Advisors$5009-12-2014
Brian PurcellMorgan Stanley Wealth ManagementBank of America Merrill Lynch$11506-26-2014
Richard Duffy, Russell KwokMorgan Stanley Wealth ManagementJPMorgan Chase & Co.06-24-2014
James Wong, Matthew Barker, Justin Harris, Desiderio RodriquezMorgan Stanley Wealth ManagementWells Fargo Advisors$26402-28-2014
J. Larry Mills, Christopher G. Venuti, Bryan Mountain, Marc RoggenkampMorgan Stanley Wealth ManagementUBS Financial Services$501-03-2014
Michael Cott, Donald NejedlyMorgan Stanley Wealth ManagementRBC Wealth Management$25001-03-2014
Thomas J. McCann Jr.Morgan Stanley Wealth ManagementBank of America Merrill Lynch$20004-19-2013
Nikesh Kadakia, Jospeh Pastore, Kirk SnyderMorgan Stanley Wealth ManagementBank of America Merrill Lynch02-15-2013
David H. RascoeMorgan Stanley Wealth ManagementWells Fargo Advisors$8002-15-2013
Cheryl YoungMorgan Stanley Wealth ManagementRaymond James$22110-26-2012
Robert GilsonMorgan Stanley Wealth ManagementBank of America Merrill Lynch$7506-15-2012
Kelly CavesMorgan Stanley Wealth ManagementBank of America Merrill Lynch02-15-2012
Brandon HuntMorgan Stanley Wealth ManagementBank of America Merrill Lynch$9109-08-2011
William Bullock, Gayle BullockMorgan Stanley Wealth ManagementBank of America Merrill Lynch$23109-08-2011
Jack Wong, Darryl NgMorgan Stanley Wealth ManagementWells Fargo Advisors$28909-07-2011
Judy Keng, Sue TengMorgan Stanley Wealth ManagementWells Fargo Advisors$16209-07-2011
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Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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