Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brad WeinmanMorgan Stanley Wealth ManagementBank of America Merrill Lynch$24001-13-2017
Joseph JiovenettaMorgan Stanley Wealth ManagementValmark Securities$13011-10-2016
Ken FurstMorgan Stanley Wealth ManagementStifel Nicolaus & Co.$28010-28-2016
Eddie Carreno, Miguelina CorripioMorgan Stanley Wealth ManagementCitigroup$17509-23-2016
Sam Moshe, Paul Saldana, Gilda Gallardo, Jessica LlorensMorgan Stanley Wealth ManagementBank of America Merrill Lynch$29005-31-2016
Jose FincheltubMorgan Stanley Wealth ManagementCredit Suisse Wealth Services$10703-24-2016
William Goettert, John EntenbergMorgan Stanley Wealth ManagementCitigroup$108-14-2015
Jimena HailsMorgan Stanley Wealth ManagementHSBC Private Bank$20005-01-2015
David W. LewisMorgan Stanley Wealth ManagementBank of America Merrill Lynch$25003-31-2015
Michael Zalkind, John WilliamsMorgan Stanley Wealth ManagementJPMorgan Chase & Co.$17510-14-2014
Linda GoodsonMorgan Stanley Wealth ManagementWells Fargo Advisors$11007-03-2014
Dante NeyraMorgan Stanley Wealth ManagementBank of America Merrill Lynch06-27-2014
David BeharMorgan Stanley Wealth ManagementUBS Financial Services$20003-21-2014
Gary Englund, Steve OvertonMorgan Stanley Wealth ManagementRaymond James$10009-12-2013
Al Maulini, Joseph ToranoMorgan Stanley Wealth ManagementHSBC Private Bank$12108-23-2013
Arturo Castelo Lopez, Jennifer Sierra, Marion Tettke Morgan Stanley Wealth ManagementUBS Financial Services$37505-31-2013
Ricardo KentMorgan Stanley Wealth ManagementWells Fargo Advisors$10005-24-2013
Eric M. BehrMorgan Stanley Wealth ManagementDeutsche Bank04-18-2013
Gaston Abello, Felix JaimovichMorgan Stanley Wealth ManagementBank of America Merrill Lynch$16504-05-2013
William Seabrook, Kathleen ChiapponeMorgan Stanley Wealth ManagementWells Fargo Advisors$18004-05-2013
Victor CamaraMorgan Stanley Wealth ManagementBank of America Merrill Lynch$10001-18-2013
Luis Fuentes, Christopher Fuentes, Rosario HondermannMorgan Stanley Wealth ManagementBank of America Merrill Lynch$37311-30-2012
Leon Ciobataru, Luiz BoruchowskiMorgan Stanley Wealth ManagementWells Fargo Advisors$21010-29-2012
Angel ColinaMorgan Stanley Wealth ManagementWells Fargo Advisors$24008-02-2012
Sheldon Hechtman, Ellen KlersfeldMorgan Stanley Wealth ManagementUBS Financial Services$21106-28-2012
Next Page »

Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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