Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christian ConroyMorgan Stanley Wealth ManagementBank of America Merrill Lynch10-05-2018
Christopher Walkley Morgan Stanley Wealth ManagementJanney Montgomery Scott$10608-22-2017
Christopher ApgarMorgan Stanley Wealth ManagementWells Fargo Advisors$31804-21-2017
Ira Friedman, Andrew SallisMorgan Stanley Wealth ManagementBank of America Merrill Lynch$36001-20-2017
Ron VinderMorgan Stanley Wealth ManagementUBS Financial Services$4,30003-16-2016
Richard Zinman, Anthony Dertouzos, John MorenoMorgan Stanley Wealth ManagementCredit Suisse Wealth Services$511-23-2015
Louis GreifMorgan Stanley Wealth ManagementBarclays08-03-2015
Kerri Connellan, Jim PucciarelliMorgan Stanley Wealth ManagementBarclays$107-13-2015
Joseph Stein, Jr., Jeffrey SteinMorgan Stanley Wealth ManagementNeuberger Berman$32009-15-2014
Francesca ZavoltaMorgan Stanley Wealth ManagementBarclays$7410-04-2013
Fred Costantino Sr., Fred Costantino Jr., Michael CostantinoMorgan Stanley Wealth ManagementWells Fargo Advisors$12309-27-2013
Scott Siegel, Mehmet Kirdar, Michael O'Hara, Joseph Carmody, Morgan Stanley Wealth ManagementJPMorgan Chase & Co.$108-23-2013
Paul BagnatoMorgan Stanley Wealth ManagementWells Fargo Advisors$16505-03-2013
Roxann Romano, Anthony CatalanoMorgan Stanley Wealth ManagementUBS Financial Services03-01-2013
Richard Prybyl, Richard Farr, Steve HeadrickMorgan Stanley Wealth ManagementBank of America Merrill Lynch$24812-07-2012
Eliot RossMorgan Stanley Wealth ManagementBarclays$9806-29-2012
Patricia Glass, Walter VarianMorgan Stanley Wealth ManagementCredit Suisse Wealth Services05-21-2012
Richard Jenkin, Thomas FerranteMorgan Stanley Wealth ManagementUBS Financial Services$21005-21-2012
James Flood, Michael RomerMorgan Stanley Wealth ManagementUBS Financial Services$21304-09-2012
Thomas A. DeRosaMorgan Stanley Wealth ManagementBank of America Merrill Lynch$10003-23-2012
Emir Culov, Amela Culov, Rebecca RexMorgan Stanley Wealth ManagementH.S.B.C. Private Bank$17503-15-2012
Philip Ressa, Justin ChoMorgan Stanley Wealth ManagementBank of America Merrill Lynch$33001-26-2012
Robert ReubenMorgan Stanley Wealth ManagementOppenheimer$10401-11-2012
Jason Haberman, Robert Brevetti, William CollinsMorgan Stanley Wealth ManagementUBS Financial Services01-10-2012
Mark DonohueMorgan Stanley Wealth ManagementRBC Wealth Management$70011-15-2011
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Showing 1 to 25 of 36 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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