Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Menachem Mendel GerberNYLIFE Securities LLCAllied Millennial Partners, LLC07-31-2014
Mark Perry KissingerNYLIFE Securities LLCAllstate Financial Services, LLC11-27-2018
Reuel Moore Sr.NYLIFE Securities LLCAllstate Financial Services, LLC09-20-2016
Evelyn ButlerNYLIFE Securities LLCAllstate Financial Services, LLC08-19-2014
Mark Dean OlsonNYLIFE Securities LLCAllstate Financial Services, LLC12-03-2012
Bernard Lewis MathisNYLIFE Securities LLCAllstate Financial Services, LLC03-09-2011
Mark Garald DerbyNYLIFE Securities LLCAllstate Financial Services, LLC06-08-2010
Jeffrey Joseph ChahineNYLIFE Securities LLCAmerican Portfolios Financial Services, Inc.01-10-2012
Anthony Earl ReeseNYLIFE Securities LLCAmeriprise Financial Services, Inc.04-19-2018
Gary Mark Barnes JrNYLIFE Securities LLCAmeriprise Financial Services, Inc.12-13-2017
Berkley Evans HudsonNYLIFE Securities LLCAmeriprise Financial Services, Inc.$10007-12-2012
Jenny Po Wah YuNYLIFE Securities LLCAmeriprise Financial Services, Inc.04-09-2010
Brian Charles Dorsey Jr.NYLIFE Securities LLCAXA Advisors, LLC$2305-30-2018
Roger Wayne CarlsonNYLIFE Securities LLCAXA Advisors, LLC09-07-2016
Mac Roy BartonNYLIFE Securities LLCAXA Advisors, LLC05-19-2016
Zachary James DombrowskiNYLIFE Securities LLCAXA Advisors, LLC12-19-2014
Jordan HelfgottNYLIFE Securities LLCAXA Advisors, LLC06-18-2014
Norman F JanisNYLIFE Securities LLCAXA Advisors, LLC$1001-14-2014
John Anthony SkrydNYLIFE Securities LLCAXA Advisors, LLC11-22-2013
Charles Eugene Pascu IINYLIFE Securities LLCAXA Advisors, LLC10-28-2013
Aaron C. LelandNYLIFE Securities LLCAXA Advisors, LLC06-07-2013
Gurinder BassiNYLIFE Securities LLCAXA Advisors, LLC01-31-2013
Michael Ratcliff McDowellNYLIFE Securities LLCAXA Advisors, LLC$1002-14-2011
Ravi D BalchandNYLIFE Securities LLCAXA Advisors, LLC10-27-2009
Kyung Koo ChunNYLIFE Securities LLCAXA Advisors, LLC08-24-2009
Next Page »

Showing 1 to 25 of 307 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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