Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frank RosanoNYLIFE Securities LLCMetLife Securities Inc.01-05-2009
Zachary Edward WhitmanNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC01-08-2009
April Dixon TardyNYLIFE Securities LLCSagePoint Financial, Inc.01-14-2009
Zhang LinNYLIFE Securities LLCMetLife Securities Inc.02-12-2009
Cai Kui ChenNYLIFE Securities LLCMetLife Securities Inc.02-19-2009
Joel Mount Field IIINYLIFE Securities LLCThe Huntington Investment Company03-04-2009
Tamar Zepur InjeyanNYLIFE Securities LLCSecurian Financial Services, Inc.$10003-11-2009
Valerie Kaye IngramNYLIFE Securities LLCPrincipal Securities, Inc.03-18-2009
Paul Louis MartinoNYLIFE Securities LLCLincoln Financial Advisors Corporation03-19-2009
Mathew Luke StewardNYLIFE Securities LLCT. Rowe Price Investment Services, Inc.04-23-2009
Eric Dewon ChappellNYLIFE Securities LLCMutual of Omaha Investor Services, Inc.05-05-2009
Jonathan Kamran EbrahimoonNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC05-07-2009
Greg Louis DavisNYLIFE Securities LLCM Holdings Securities, Inc.05-11-2009
John Wallace O'Dell Sr.NYLIFE Securities LLCParkland Securities, LLC05-21-2009
Matthew Christy SolaNYLIFE Securities LLCUBS Financial Services Inc.$5007-09-2009
Kyung Koo ChunNYLIFE Securities LLCAXA Advisors, LLC08-24-2009
Tarasia Jean MaguireNYLIFE Securities LLCCetera Advisor Networks LLC09-14-2009
Frederick Allen Rich Jr.NYLIFE Securities LLCCitigroup Global Markets Inc.10-01-2009
Renee Rose KremmNYLIFE Securities LLCBanc of America Investment Services, Inc.10-20-2009
Megan Marie WardNYLIFE Securities LLCForesters Financial Services, Inc.10-22-2009
Ravi D BalchandNYLIFE Securities LLCAXA Advisors, LLC10-27-2009
Edward John KovacNYLIFE Securities LLCHornor, Townsend & Kent, LLC11-04-2009
Ryan Douglas GibbsNYLIFE Securities LLCSagePoint Financial, Inc.12-08-2009
Nancy DongNYLIFE Securities LLCMetLife Securities Inc.01-07-2010
James William ThorpeNYLIFE Securities LLCMetLife Securities Inc.01-13-2010
Next Page »

Showing 1 to 25 of 307 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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