Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron C LelandNYLIFE Securities LLCEquitable Advisors, LLC06-07-2013
Aaron James VerbruggeNYLIFE Securities LLCSignator Investors, Inc.12-22-2016
Adam Charles PerskyNYLIFE Securities LLCJBS Liberty Securities, Inc.10-28-2010
Adam Glen RobinsonNYLIFE Securities LLCSentinel Pension Advisors Inc05-16-2011
Alan Patrick AcevedoNYLIFE Securities LLCCharles Schwab & Co., Inc.11-13-2019
Alan R Babbitt SrNYLIFE Securities LLCPruco Securities, LLC.11-14-2016
Albert Stanley MosherNYLIFE Securities LLCMetLife Securities Inc.03-21-2014
Alberto Quiroz-MotaNYLIFE Securities LLCJ.P. Morgan Securities LLC06-30-2015
Alexander Christian HenslerNYLIFE Securities LLCScottrade, Inc.06-17-2016
Alexander Eric SnymanNYLIFE Securities LLCMcAdam LLC09-22-2015
Alexis Dawson BrittonNYLIFE Securities LLCFarmers Financial Solutions, LLC07-28-2016
Alfred Robert PucciNYLIFE Securities LLCHornor, Townsend & Kent, LLC06-25-2014
Alicia Marie MondayNYLIFE Securities LLCCitizens Securities, Inc.01-29-2018
Amee Sue WrightNYLIFE Securities LLCKey Investment Services LLC03-25-2019
Andrew John MoserNYLIFE Securities LLCELE Wealth Advisors, Inc.01-28-2016
Andrew Joseph BurgessNYLIFE Securities LLCForesters Financial Services, Inc.07-12-2019
Angela PandalenoNYLIFE Securities LLCPark Avenue Securities LLC01-08-2019
Ann Marie B LangNYLIFE Securities LLCAmeriprise Financial Services, LLC02-12-2009
Anna ChuNYLIFE Securities LLCMetLife Securities Inc.05-26-2015
Annaamalaii PalaniNYLIFE Securities LLCFirst Republic Securities Company, LLC09-13-2019
Anowar Sadat OsmaniNYLIFE Securities LLCSignature Securities06-25-2019
Anthony Atalig SablanNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC05-13-2015
Anthony Earl ReeseNYLIFE Securities LLCAmeriprise Financial Services, LLC04-19-2018
Anthony Francis MoscaNYLIFE Securities LLCMutual of Omaha Investor Services, Inc.$708-02-2010
Anthony J SperanzaNYLIFE Securities LLCNational Securities Corporation01-23-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.