Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron C. LelandNYLIFE Securities LLCAXA Advisors, LLC06-07-2013
Aaron James VerbruggeNYLIFE Securities LLCSignator Investors, Inc.12-22-2016
Adam Charles PerskyNYLIFE Securities LLCJBS Liberty Securities, Inc.$1010-28-2010
Alan R. Babbitt Sr.NYLIFE Securities LLCPruco Securities, LLC.11-14-2016
Albert Stanley MosherNYLIFE Securities LLCMetLife Securities Inc.03-21-2014
Alexander Eric SnymanNYLIFE Securities LLCPurshe Kaplan Sterling Investments09-22-2015
Alexis Dawson BrittonNYLIFE Securities LLCFarmers Financial Solutions, LLC07-28-2016
Amee Sue WrightNYLIFE Securities LLCKey Investment Services LLC03-25-2019
Andrew John MoserNYLIFE Securities LLCELE Wealth Advisors, Inc.01-28-2016
Anna ChuNYLIFE Securities LLCMetLife Securities Inc.05-26-2015
Anthony Atalig SablanNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC05-13-2015
Anthony Earl ReeseNYLIFE Securities LLCAmeriprise Financial Services, Inc.04-19-2018
Anthony Francis MoscaNYLIFE Securities LLCMutual of Omaha Investor Services, Inc.08-02-2010
Antoinette Marie LitrentaNYLIFE Securities LLCPruco Securities, LLC.02-19-2016
April Dixon TardyNYLIFE Securities LLCSagePoint Financial, Inc.01-14-2009
Arielle N. DanielsNYLIFE Securities LLCFidelity Brokerage Services LLC02-06-2018
Arif M. BoysanNYLIFE Securities LLCPark Avenue Securities LLC10-03-2016
Athena Choi Dip WebsterNYLIFE Securities LLCBankers Life Securities, Inc.12-11-2017
Barry Leonard FinkelsteinNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC$1006-01-2010
Berkley Evans HudsonNYLIFE Securities LLCAmeriprise Financial Services, Inc.$10007-12-2012
Bernard Lewis MathisNYLIFE Securities LLCAllstate Financial Services, LLC03-09-2011
Bradley Gene BrodersenNYLIFE Securities LLCCetera Investment Services LLC$1003-21-2013
Bradley Michael PennyNYLIFE Securities LLCNYLIFE Distributors LLC04-24-2017
Bradley Vernon ScammellNYLIFE Securities LLCWynston Hill Capital, LLC02-01-2018
Bradley William SheremetaNYLIFE Securities LLCForesters Financial Services, Inc.01-06-2011
Next Page »

Showing 1 to 25 of 307 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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