Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Klaris ArzoomanianNYLIFE Securities LLCTransamerica Financial Advisors, Inc05-23-2018
Krishna Ranjan Prasad SinhaNYLIFE Securities LLCEquitable Advisors, LLC03-17-2017
Krista J SouthardNYLIFE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-30-2020
Kristen Ann SaccomannoNYLIFE Securities LLCWaddell & Reed05-05-2016
Kristie Marie KughlerNYLIFE Securities LLCAmeriprise Financial Services, LLC10-06-2017
Kristin Nicole DanielNYLIFE Securities LLCWoodmen Financial Services, Inc.09-25-2014
Kristopher M WadsworthNYLIFE Securities LLCLPL Financial LLC$5001-28-2020
Kwangnam Augustine KimNYLIFE Securities LLCTransamerica Financial Advisors, Inc10-15-2018
Kwong Chiu LumNYLIFE Securities LLCWaddell & Reed02-03-2011
Kyle Hirofumi KuraharaNYLIFE Securities LLCAmeriprise Financial Services, LLC03-18-2010
Kyle Raymond BeerbohmNYLIFE Securities LLCSecurities America, Inc.09-28-2018
Kyung Koo ChunNYLIFE Securities LLCEquitable Advisors, LLC08-24-2009
Lance Evan StallingsNYLIFE Securities LLCPark Avenue Securities LLC02-08-2017
Lance Jason BestNYLIFE Securities LLCCountry Capital Management Company03-15-2016
Laura Teresa PageNYLIFE Securities LLCMutual of Omaha Investor Services, Inc.03-29-2010
Lawrence Rex PanarielloNYLIFE Securities LLCMetLife Securities Inc.10-21-2013
Lisa Rae B LewisNYLIFE Securities LLCMWA Financial Services Inc.12-12-2019
Lischa Henderson-EaglinNYLIFE Securities LLCPFS Investments Inc.08-28-2019
Logan France VanheckeNYLIFE Securities LLCNationwide Investment Services Corporation11-27-2019
Lora Louise MeinsNYLIFE Securities LLCFBL Marketing Services, LLC03-18-2019
Louie J WilliamsNYLIFE Securities LLCFarmers Financial Solutions, LLC12-06-2018
Lynda K DillmanNYLIFE Securities LLCThrivent Investment Management Inc.09-27-2019
Mac Roy BartonNYLIFE Securities LLCEquitable Advisors, LLC05-19-2016
Makeda Edmee TurnerNYLIFE Securities LLCState Farm VP Management Corp.07-24-2015
Maria Anastas LermanNYLIFE Securities LLCMML Investors Services, LLC01-26-2015
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Showing 251 to 275 of 467 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.