Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan Michael BehmNYLIFE Securities LLCThrivent Investment Management Inc.05-13-2013
Ryan Seunghyun LeeNYLIFE Securities LLCJ.P. Morgan Securities LLC03-17-2015
Samantha Rae HughesNYLIFE Securities LLCCadaret, Grant & Co., Inc.05-26-2016
Sandy Bhagwandai WilbertNYLIFE Securities LLCMetLife Securities Inc.07-15-2015
Sanjeev ButaniNYLIFE Securities LLCPruco Securities, LLC.07-06-2018
Sanjeev Kumar GuptaNYLIFE Securities LLCPruco Securities, LLC.09-10-2014
Sarwar Zaman KhanNYLIFE Securities LLCSignator Investors, Inc.10-02-2012
Sasha CesenNYLIFE Securities LLCUvest Financial Services Group, Inc.06-09-2010
Saurabh DhruveNYLIFE Securities LLCHD Vest Investment Services12-22-2015
Scott Roger PalominoNYLIFE Securities LLCWells Fargo Clearing Services, LLC10-10-2014
Sean Aaron AndersenNYLIFE Securities LLCCountry Capital Management Company12-10-2012
Shengmei ZhangNYLIFE Securities LLCJ.P. Morgan Securities LLC12-27-2016
Stephen Clark BakerNYLIFE Securities LLCMML Investors Services, LLC12-22-2016
Stephen J WoodardNYLIFE Securities LLCMercer Allied Company, L.P.08-22-2011
Stephen T. CarrilloNYLIFE Securities LLCMetLife Securities Inc.11-21-2016
Steven Thomas WilloughbyNYLIFE Securities LLCPruco Securities, LLC.02-26-2014
Stuart Ryan JaramilloNYLIFE Securities LLCPark Avenue Securities LLC02-09-2011
Suneel JaitlyNYLIFE Securities LLCPruco Securities, LLC.02-06-2019
Suren AyrapetyanNYLIFE Securities LLCWells Fargo Clearing Services, LLC06-27-2016
Sydney Lea HaleNYLIFE Securities LLCManaged Account Services, LLC05-22-2012
Taekeia Maree DowlingNYLIFE Securities LLCFirst Command Financial Planning, Inc.10-15-2015
Tai Tan NguyenNYLIFE Securities LLCMetLife Securities Inc.03-11-2014
Tamar Zepur InjeyanNYLIFE Securities LLCSecurian Financial Services, Inc.$10003-11-2009
Tamara Lisa HaskinsNYLIFE Securities LLCTriad Advisors LLC$5001-03-2015
Tao LingNYLIFE Securities LLCCredit Suisse Securities (USA) LLC06-13-2011
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Showing 251 to 275 of 307 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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