Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tarasia Jean MaguireNYLIFE Securities LLCCetera Advisor Networks LLC09-14-2009
Terrence A. McLaneyNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC01-29-2016
Terrence Patrick MurphyNYLIFE Securities LLCPruco Securities, LLC.02-24-2017
Terri Louise HettNYLIFE Securities LLCMML Investors Services, LLC11-03-2016
Terry Scott MathiasNYLIFE Securities LLCThe O.N. Equity Sales Company11-30-2011
Thanh T. NguyenNYLIFE Securities LLCEdward Jones03-28-2016
Thinh Quoc NguyenNYLIFE Securities LLCMetLife Securities Inc.01-20-2017
Thomas Allen EvansNYLIFE Securities LLCLPL Financial LLC06-28-2017
Thomas Allen GrifforeNYLIFE Securities LLCFidelity Brokerage Services LLC02-24-2017
Thomas Ludford McNairNYLIFE Securities LLCMetLife Securities Inc.03-14-2016
Thomas Nolan PendletonNYLIFE Securities LLCPark Avenue Securities LLC09-29-2015
Timothy John LavelleNYLIFE Securities LLCPruco Securities, LLC.10-14-2015
Timothy Michael DavisNYLIFE Securities LLCQuest Capital Strategies, Inc.02-03-2010
Tolan Marcedric SharpeNYLIFE Securities LLCJ.P. Morgan Securities LLC10-16-2015
Tranece ArtisNYLIFE Securities LLCCountry Capital Management Company10-31-2016
Trent Peter La MonicaNYLIFE Securities LLCBBVA Securities Inc.06-26-2014
Tyler Reed YoungNYLIFE Securities LLCMWA Financial Services Inc.09-07-2016
Tyson James VinesNYLIFE Securities LLCVictory Capital Advisers, Inc.08-27-2012
Valerie Kaye IngramNYLIFE Securities LLCPrincipal Securities, Inc.03-18-2009
Victoria L. StaudingerNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC09-11-2012
Walter J. KropNYLIFE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2013
William Benjamin Allen McNairNYLIFE Securities LLCMetLife Securities Inc.01-13-2016
William D. Groff IVNYLIFE Securities LLCT. Rowe Price Investment Services, Inc.08-21-2012
William Ralph Buikema Jr.NYLIFE Securities LLCMML Investors Services, LLC$25007-21-2017
Wilson ImasogieNYLIFE Securities LLCMetLife Securities Inc.12-17-2014
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Showing 276 to 300 of 307 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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