Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Collin James BonseyNYLIFE Securities LLCCountry Capital Management Company08-14-2015
Craig Eric StockelNYLIFE Securities LLCThrivent Investment Management Inc.12-26-2017
Crispin GarzaNYLIFE Securities LLCPrincipal Securities, Inc.01-24-2019
Cristina U. ArutaNYLIFE Securities LLCNomura Securities International, Inc.02-23-2016
Dana Lynton GordonNYLIFE Securities LLCThe O.N. Equity Sales Company11-17-2016
Dana R. MillmoreNYLIFE Securities LLCJ.P. Morgan Securities LLC08-09-2017
Daniel Chester CapursoNYLIFE Securities LLCChase Investment Services Corp.03-01-2010
Daniel E. JossenNYLIFE Securities LLCPark Avenue Securities LLC06-07-2011
Daniel J. SteimleNYLIFE Securities LLCPruco Securities, LLC.11-17-2016
Danny Lee LambNYLIFE Securities LLCPNC Investments11-15-2010
David Alan LanningNYLIFE Securities LLCHD Vest Investment Services05-23-2011
David C. D'Albero IINYLIFE Securities LLCMML Investors Services, LLC11-20-2017
David J. WilsonNYLIFE Securities LLCMorgan Stanley05-21-2014
David KoberNYLIFE Securities LLCMetLife Securities Inc.08-31-2016
David Louis CompasNYLIFE Securities LLCWaddell & Reed$1001-20-2010
David P OuimetteNYLIFE Securities LLCW&S Brokerage Services, Inc.03-13-2019
David Paul Rudi LenserNYLIFE Securities LLCEdward Jones$1009-11-2012
David William EarleyNYLIFE Securities LLCWoodbury Financial Services, Inc.01-30-2017
David William Johnston Jr.NYLIFE Securities LLCMML Investors Services, LLC04-01-2010
Dawn W. EdwardsNYLIFE Securities LLCHSBC Securities (USA) Inc.07-15-2016
Debbie Y. ParkNYLIFE Securities LLCMML Investors Services, LLC05-13-2010
Deborah Linn MosleyNYLIFE Securities LLCRaymond James & Associates, Inc.09-08-2018
Deborah Lynn TappanNYLIFE Securities LLCSpire Securities, LLC07-24-2013
Dennis George EdsellNYLIFE Securities LLCForesters Financial Services, Inc.10-26-2017
Diana S. FigueiredoNYLIFE Securities LLCLPL Financial LLC09-19-2016
« Previous PageNext Page »

Showing 51 to 75 of 307 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.