Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dmitry FrenklakhNYLIFE Securities LLCMetLife Securities Inc.10-05-2010
Edward Herbert Brenmark IIINYLIFE Securities LLCMetLife Securities Inc.10-28-2014
Edward John KovacNYLIFE Securities LLCHornor, Townsend & Kent, LLC11-04-2009
Eric Dewon ChappellNYLIFE Securities LLCMutual of Omaha Investor Services, Inc.05-05-2009
Eric Pierre MansonNYLIFE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-28-2019
Evelyn ButlerNYLIFE Securities LLCAllstate Financial Services, LLC08-19-2014
Floyd Edward Fields Jr.NYLIFE Securities LLCWaddell & Reed05-30-2012
Frank Anthony GaccioneNYLIFE Securities LLCEquity Services, Inc.01-26-2010
Frank RosanoNYLIFE Securities LLCMetLife Securities Inc.01-05-2009
Frederick Allen Rich Jr.NYLIFE Securities LLCCitigroup Global Markets Inc.10-01-2009
Frederick Daniel Kelleher Jr.NYLIFE Securities LLCJanney Montgomery Scott LLC04-17-2015
Freditas Guillermo UdaniNYLIFE Securities LLCPruco Securities, LLC.03-23-2018
Gary Lynn HaydenNYLIFE Securities LLCTrinity Portfolio Advisors, LLC09-10-2014
Gary Mark Barnes JrNYLIFE Securities LLCAmeriprise Financial Services, Inc.12-13-2017
Ge ShenNYLIFE Securities LLCMML Investors Services, LLC12-24-2015
George A. LeisureNYLIFE Securities LLCMML Investors Services, LLC11-23-2015
George Blair Cahoon Jr.NYLIFE Securities LLCPrincipal Securities, Inc.$5003-23-2016
George Michael LaventureNYLIFE Securities LLCFirst Command Financial Planning, Inc.12-14-2018
George Vlandimir CzaplinskiNYLIFE Securities LLCMetLife Securities Inc.07-18-2012
Gerald K. DelkNYLIFE Securities LLCVanguard Marketing Corporation05-19-2014
Gerald Karl BloodsawNYLIFE Securities LLCMML Investors Services, LLC10-17-2017
Giro Michael MaddalunaNYLIFE Securities LLCBarclays Capital Inc.06-04-2010
Glenn Francis Clermont Sr.NYLIFE Securities LLCHalliday Financial, LLC$1006-10-2015
Greg Louis DavisNYLIFE Securities LLCM Holdings Securities, Inc.05-11-2009
Gregory Ilyich RivineNYLIFE Securities LLCPruco Securities, LLC.12-02-2015
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Showing 76 to 100 of 307 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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