Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gurinder BassiNYLIFE Securities LLCAXA Advisors, LLC01-31-2013
Guy Kenneth Green Jr.NYLIFE Securities LLCWoodmen Financial Services, Inc.12-05-2015
Guzman Jose CastroNYLIFE Securities LLCMML Investors Services, LLC02-17-2016
Henry Earl PittmanNYLIFE Securities LLCG. A. Repple & Company08-10-2011
Howard Glenn HannaNYLIFE Securities LLCMetLife Securities Inc.01-26-2016
Hsiu WangNYLIFE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-01-2013
Jacob Thomas KemmererNYLIFE Securities LLCHornor, Townsend & Kent, LLC02-14-2014
Jagrup Chand PariharNYLIFE Securities LLCW&S Brokerage Services, Inc.01-10-2011
James Henry PonderNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC06-29-2017
James Louis BagliniNYLIFE Securities LLCSantander Securities LLC06-10-2016
James M. Lavelle IIINYLIFE Securities LLCPruco Securities, LLC.03-10-2017
James M. ReevesNYLIFE Securities LLCChase Investment Services Corp.06-07-2011
James Wesley AllenNYLIFE Securities LLCPruco Securities, LLC.08-06-2014
James William ThorpeNYLIFE Securities LLCMetLife Securities Inc.01-13-2010
Jason Marcel GonzalezNYLIFE Securities LLCMetLife Securities Inc.08-12-2010
Jason Peter OdstrcilNYLIFE Securities LLCPark Avenue Securities LLC04-17-2014
Jay Scott Calhoun IINYLIFE Securities LLCPFS Investments Inc.04-20-2016
Jeffrey Clay AllbrightNYLIFE Securities LLCPark Avenue Securities LLC03-17-2011
Jeffrey Cooke ThomasNYLIFE Securities LLCCountry Capital Management Company06-29-2011
Jeffrey David EngeboseNYLIFE Securities LLCThrivent Investment Management Inc.$5008-25-2015
Jeffrey Duane BradleyNYLIFE Securities LLCPruco Securities, LLC.05-06-2016
Jeffrey Edward BysNYLIFE Securities LLCSignator Investors, Inc.07-20-2010
Jeffrey Joseph ChahineNYLIFE Securities LLCAmerican Portfolios Financial Services, Inc.01-10-2012
Jeffrey Lyle DearingNYLIFE Securities LLCMML Investors Services, LLC10-18-2016
Jeffrey Martin NorrisNYLIFE Securities LLCMML Investors Services, LLC09-20-2017
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Showing 101 to 125 of 307 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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