Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jennifer Liu-LeonardoNYLIFE Securities LLCMetLife Securities Inc.02-18-2010
Jenny Po Wah YuNYLIFE Securities LLCAmeriprise Financial Services, Inc.04-09-2010
Jimmy Levale Speigner Jr.NYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC05-16-2014
Joel Christopher RiedelNYLIFE Securities LLCKey Investment Services LLC$2501-11-2011
Joel Mount Field IIINYLIFE Securities LLCThe Huntington Investment Company03-04-2009
John Anthony SayourNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC$2506-10-2011
John Anthony SkrydNYLIFE Securities LLCAXA Advisors, LLC11-22-2013
John Clark SwensonNYLIFE Securities LLCCambridge Investment Research, Inc.02-08-2011
John Fisher GlassNYLIFE Securities LLCNational Planning Corporation01-24-2013
John Francis FedorchukNYLIFE Securities LLCPalmetto Financial Services07-01-2013
John Mitchell RasakNYLIFE Securities LLCNew England Securities12-23-2010
John Patrick BorderNYLIFE Securities LLCLPL Financial LLC09-23-2016
John Wallace O'Dell Sr.NYLIFE Securities LLCParkland Securities, LLC05-21-2009
John William CacciapuotiNYLIFE Securities LLCMML Investors Services, LLC11-09-2017
Jon Elmer RustenNYLIFE Securities LLCThrivent Investment Management Inc.09-18-2014
Jonathan Geoffrey MeadNYLIFE Securities LLCMetLife Securities Inc.05-04-2016
Jonathan Kamran EbrahimoonNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC05-07-2009
Jordan HelfgottNYLIFE Securities LLCAXA Advisors, LLC06-18-2014
Jose Alberto S. ChiongNYLIFE Securities LLCSignator Investors, Inc.04-15-2010
Jose Fernando HerreraNYLIFE Securities LLCMWA Financial Services Inc.04-09-2015
Jose Luis GarciaNYLIFE Securities LLCPFS Investments Inc.09-23-2016
Joseph Richard GreerNYLIFE Securities LLCCountry Capital Management Company05-18-2018
Joshua Lee PreiserNYLIFE Securities LLCPackerland Brokerage Services, Inc.05-21-2019
Juliet Geneieve AndersonNYLIFE Securities LLCPruco Securities, LLC.06-13-2017
Justine H. ChonNYLIFE Securities LLCMetLife Securities Inc.12-11-2015
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Showing 126 to 150 of 307 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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