Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kathleen M. FlynnNYLIFE Securities LLCWaddell & Reed02-07-2014
Kathryn Allen WatsonNYLIFE Securities LLCPark Avenue Securities LLC12-12-2013
Kathryn Lee KelleyNYLIFE Securities LLCThe Huntington Investment Company$2511-02-2012
Kay Sophia WhittlerNYLIFE Securities LLCPFS Investments Inc.12-13-2018
Kevin DauphineeNYLIFE Securities LLCH&H Retirement Design and Management Inc10-05-2016
Kevin L. StokesNYLIFE Securities LLCSunset Financial Services, Inc.01-22-2014
Kevin Patrick MurphyNYLIFE Securities LLCPruco Securities, LLC.12-28-2015
Kristen Ann SaccomannoNYLIFE Securities LLCWaddell & Reed05-05-2016
Kristin Nicole DanielNYLIFE Securities LLCWoodmen Financial Services, Inc.09-25-2014
Kwong Chiu LumNYLIFE Securities LLCWaddell & Reed02-03-2011
Kyle Raymond BeerbohmNYLIFE Securities LLCSecurities America, Inc.09-28-2018
Kyung Koo ChunNYLIFE Securities LLCAXA Advisors, LLC08-24-2009
KyungEun KimNYLIFE Securities LLCPark Avenue Securities LLC01-12-2016
Lance Jason BestNYLIFE Securities LLCCountry Capital Management Company03-15-2016
Lawrence Rex PanarielloNYLIFE Securities LLCMetLife Securities Inc.10-21-2013
Linda Marie MielkeNYLIFE Securities LLCThrivent Investment Management Inc.04-10-2015
Lora Louise MeinsNYLIFE Securities LLCFBL Marketing Services, LLC03-18-2019
Louis S DonatoNYLIFE Securities LLCNational Planning Corporation12-11-2014
Lyndsey Monahan RhodeNYLIFE Securities LLCState Farm VP Management Corp.03-23-2018
Mac Roy BartonNYLIFE Securities LLCAXA Advisors, LLC05-19-2016
Maria Anastas LermanNYLIFE Securities LLCMML Investors Services, LLC01-26-2015
Maria Crestina PerezNYLIFE Securities LLCBBVA Securities Inc.11-14-2018
Marina AgeyevaNYLIFE Securities LLCPruco Securities, LLC.03-14-2014
Mario Roberto OrozcoNYLIFE Securities LLCVALIC Financial Advisors, Inc.09-30-2014
Mario SolodkinNYLIFE Securities LLCPruco Securities, LLC.12-27-2018
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Showing 151 to 175 of 307 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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