Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Allen JohnsonNYLIFE Securities LLCThrivent Investment Management Inc.04-06-2015
Mark Dean OlsonNYLIFE Securities LLCAllstate Financial Services, LLC12-03-2012
Mark Eugene JohnsenNYLIFE Securities LLCPruco Securities, LLC.12-07-2015
Mark Garald DerbyNYLIFE Securities LLCAllstate Financial Services, LLC06-08-2010
Mark Perry KissingerNYLIFE Securities LLCAllstate Financial Services, LLC11-27-2018
Mark Wayne Phillips Jr.NYLIFE Securities LLCFirst Citizens Investor Services, Inc.05-02-2012
Marney Adele SkinnerNYLIFE Securities LLCCapital Analysts12-24-2018
Mary Anne Leichliter-RiceNYLIFE Securities LLCEdward Jones02-26-2010
Masashi YamamotoNYLIFE Securities LLCPruco Securities, LLC.08-28-2017
Mathew Luke StewardNYLIFE Securities LLCT. Rowe Price Investment Services, Inc.04-23-2009
Matthew Christy SolaNYLIFE Securities LLCUBS Financial Services Inc.$5007-09-2009
Matthew Kingsley SchernikauNYLIFE Securities LLCTransamerica Financial Advisors, Inc07-30-2012
Matthew Neil PomerantzNYLIFE Securities LLCMaxim Group LLC04-18-2012
Matthew Scott WorthingtonNYLIFE Securities LLCMetLife Securities Inc.10-05-2012
Megan Marie WardNYLIFE Securities LLCForesters Financial Services, Inc.10-22-2009
Menachem Mendel GerberNYLIFE Securities LLCAllied Millennial Partners, LLC07-31-2014
Michael Allen CampbellNYLIFE Securities LLCMWA Financial Services Inc.10-17-2016
Michael Anthony FerraraNYLIFE Securities LLCMetLife Securities Inc.03-09-2012
Michael Anthony FowlsNYLIFE Securities LLCPFS Investments Inc.12-18-2015
Michael Clifford HutchinsonNYLIFE Securities LLCThrivent Investment Management Inc.09-18-2012
Michael Gerardo BozzoneNYLIFE Securities LLCCarey Financial, LLC06-19-2015
Michael John FulcoNYLIFE Securities LLCMML Investors Services, LLC03-31-2010
Michael MogaveroNYLIFE Securities LLCJ.P. Morgan Securities LLC12-18-2015
Michael Ratcliff McDowellNYLIFE Securities LLCAXA Advisors, LLC$1002-14-2011
Michael Robert SandlerNYLIFE Securities LLCWaddell & Reed10-03-2011
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Showing 176 to 200 of 307 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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