Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Rosario TestaNYLIFE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-19-2015
Micheal D. PaulNYLIFE Securities LLCEdward Jones03-18-2016
Michelle Moore GriffithNYLIFE Securities LLCMetLife Securities Inc.11-03-2011
Mohammad NasirNYLIFE Securities LLCMetLife Securities Inc.04-16-2010
Monique Lynn JaramilloNYLIFE Securities LLCPark Avenue Securities LLC02-01-2011
Muhammad UsmanNYLIFE Securities LLCMetLife Securities Inc.10-02-2012
Nakiya N. DansoNYLIFE Securities LLCMetLife Securities Inc.05-05-2016
Nancy DongNYLIFE Securities LLCMetLife Securities Inc.01-07-2010
Nancy E WoolverNYLIFE Securities LLCMutual of Omaha Investor Services, Inc.04-17-2012
Nathan A. SebestaNYLIFE Securities LLCMWA Financial Services Inc.04-19-2018
Neal ElliottNYLIFE Securities LLCPFS Investments Inc.07-20-2016
Neelie JaggiNYLIFE Securities LLCForesters Financial Services, Inc.03-06-2018
Nicholas SilvaNYLIFE Securities LLCMetLife Securities Inc.07-01-2011
Norman DotchNYLIFE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-02-2013
Norman F JanisNYLIFE Securities LLCAXA Advisors, LLC$1001-14-2014
Pablo Estuardo RubioNYLIFE Securities LLCHSBC Securities (USA) Inc.01-02-2018
Pablo R. King OrtizNYLIFE Securities LLCU.S. Bancorp Investments, Inc.$2506-13-2019
Pamela Madsen BlakeNYLIFE Securities LLCDavid Lerner Associates, Inc.10-24-2011
Paris Monte LewisNYLIFE Securities LLCMetLife Securities Inc.03-27-2015
Patricia Bullock BranchNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC03-06-2012
Patrick Fitzgerald McKallagatNYLIFE Securities LLCForesters Financial Services, Inc.01-25-2010
Patrick Lohr FlynnNYLIFE Securities LLCMcBee Advisors, Inc.$2504-23-2012
Patrick Thomas LangNYLIFE Securities LLCThrivent Investment Management Inc.10-08-2014
Paul James FianoNYLIFE Securities LLCMutual of Omaha Investor Services, Inc.02-04-2010
Paul Louis MartinoNYLIFE Securities LLCLincoln Financial Advisors Corporation03-19-2009
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Showing 201 to 225 of 307 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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