Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rigoberto Antonio RuizNYLIFE Securities LLCEdward Jones07-09-2019
Cody C RiestererNYLIFE Securities LLCEdward Jones05-22-2019
Joshua Lee PreiserNYLIFE Securities LLCPackerland Brokerage Services, Inc.05-21-2019
Amee Sue WrightNYLIFE Securities LLCKey Investment Services LLC03-25-2019
Lora Louise MeinsNYLIFE Securities LLCFBL Marketing Services, LLC03-18-2019
David P OuimetteNYLIFE Securities LLCW&S Brokerage Services, Inc.03-13-2019
Suneel JaitlyNYLIFE Securities LLCPruco Securities, LLC.02-06-2019
Crispin GarzaNYLIFE Securities LLCPrincipal Securities, Inc.01-24-2019
Mario SolodkinNYLIFE Securities LLCPruco Securities, LLC.12-27-2018
Marney Adele SkinnerNYLIFE Securities LLCCapital Analysts12-24-2018
George Michael LaventureNYLIFE Securities LLCFirst Command Financial Planning, Inc.12-14-2018
Kay Sophia WhittlerNYLIFE Securities LLCPFS Investments Inc.12-13-2018
Mark Perry KissingerNYLIFE Securities LLCAllstate Financial Services, LLC11-27-2018
Maria Crestina PerezNYLIFE Securities LLCBBVA Securities Inc.11-14-2018
Ria Ann BattistiNYLIFE Securities LLCJ.P. Morgan Securities LLC11-06-2018
Kyle Raymond BeerbohmNYLIFE Securities LLCSecurities America, Inc.09-28-2018
Raymond Edward LancasterNYLIFE Securities LLCTIAA-CREF Individual & Institutional Services, LLC09-11-2018
Deborah Linn MosleyNYLIFE Securities LLCRaymond James & Associates, Inc.09-08-2018
Sanjeev ButaniNYLIFE Securities LLCPruco Securities, LLC.07-06-2018
Joseph Richard GreerNYLIFE Securities LLCCountry Capital Management Company05-18-2018
Raquel TorresNYLIFE Securities LLCJ.P. Morgan Securities LLC05-08-2018
Anthony Earl ReeseNYLIFE Securities LLCAmeriprise Financial Services, Inc.04-19-2018
Nathan A. SebestaNYLIFE Securities LLCMWA Financial Services Inc.04-19-2018
Freditas Guillermo UdaniNYLIFE Securities LLCPruco Securities, LLC.03-23-2018
Lyndsey Monahan RhodeNYLIFE Securities LLCState Farm VP Management Corp.03-23-2018
Next Page »

Showing 1 to 25 of 307 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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