Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Christopher MylettNYLIFE Securities LLCJ.P. Morgan Securities LLC12-03-2019
Thomas Vincent DeeganNYLIFE Securities LLCJ.P. Morgan Securities LLC12-02-2019
Karl Jean-BaptisteNYLIFE Securities LLCJ.P. Morgan Securities LLC11-25-2019
Steven David SmithNYLIFE Securities LLCJ.P. Morgan Securities LLC11-11-2019
Robert William CasaleNYLIFE Securities LLCJ.P. Morgan Securities LLC$10005-15-2019
Michael Edward ZaccagniniNYLIFE Securities LLCJ.P. Morgan Securities LLC$10001-30-2019
Ria Ann BattistiNYLIFE Securities LLCJ.P. Morgan Securities LLC11-06-2018
Matthew AcostaNYLIFE Securities LLCJ.P. Morgan Securities LLC09-25-2018
Karim Andre MorganNYLIFE Securities LLCJ.P. Morgan Securities LLC$25007-11-2018
Ruth Leonie SwiftNYLIFE Securities LLCJ.P. Morgan Securities LLC$10006-07-2018
Raquel TorresNYLIFE Securities LLCJ.P. Morgan Securities LLC05-08-2018
Crystal Kasonja FowlerNYLIFE Securities LLCJ.P. Morgan Securities LLC03-19-2018
David Boatner LongNYLIFE Securities LLCJ.P. Morgan Securities LLC09-26-2017
Dana R. MillmoreNYLIFE Securities LLCJ.P. Morgan Securities LLC08-09-2017
Iorwuese IfanNYLIFE Securities LLCJ.P. Morgan Securities LLC$10007-18-2017
Ada Valeria PerezNYLIFE Securities LLCJ.P. Morgan Securities LLC07-13-2017
Trevor Matthew FehrenbacherNYLIFE Securities LLCJ.P. Morgan Securities LLC05-26-2017
Eduardo Dante ParedesNYLIFE Securities LLCJ.P. Morgan Securities LLC03-10-2017
Kinga Halina Olek-SkrepetosNYLIFE Securities LLCJ.P. Morgan Securities LLC03-08-2017
Christine Meiting XieNYLIFE Securities LLCJ.P. Morgan Securities LLC02-17-2017
Shengmei ZhangNYLIFE Securities LLCJ.P. Morgan Securities LLC12-27-2016
Erika HernandezNYLIFE Securities LLCJ.P. Morgan Securities LLC09-28-2016
Oscar GaytanNYLIFE Securities LLCJ.P. Morgan Securities LLC09-20-2016
James Joon LeeNYLIFE Securities LLCJ.P. Morgan Securities LLC08-08-2016
Kathleen Marie KnightNYLIFE Securities LLCJ.P. Morgan Securities LLC$10008-05-2016
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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