Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frank RosanoNYLIFE Securities LLCMetLife Securities Inc.01-05-2009
Zhang LinNYLIFE Securities LLCMetLife Securities Inc.02-12-2009
Cai Kui ChenNYLIFE Securities LLCMetLife Securities Inc.02-19-2009
Nancy DongNYLIFE Securities LLCMetLife Securities Inc.01-07-2010
James William ThorpeNYLIFE Securities LLCMetLife Securities Inc.01-13-2010
Jennifer Liu-LeonardoNYLIFE Securities LLCMetLife Securities Inc.02-18-2010
Mohammad NasirNYLIFE Securities LLCMetLife Securities Inc.04-16-2010
Xiaomao Chinese WangNYLIFE Securities LLCMetLife Securities Inc.08-04-2010
Jason Marcel GonzalezNYLIFE Securities LLCMetLife Securities Inc.08-12-2010
Dmitry FrenklakhNYLIFE Securities LLCMetLife Securities Inc.10-05-2010
Nicholas SilvaNYLIFE Securities LLCMetLife Securities Inc.07-01-2011
Michelle Moore GriffithNYLIFE Securities LLCMetLife Securities Inc.11-03-2011
Michael Anthony FerraraNYLIFE Securities LLCMetLife Securities Inc.03-09-2012
Rebecca Ann GorrellNYLIFE Securities LLCMetLife Securities Inc.05-29-2012
George Vlandimir CzaplinskiNYLIFE Securities LLCMetLife Securities Inc.07-18-2012
Muhammad UsmanNYLIFE Securities LLCMetLife Securities Inc.10-02-2012
Matthew Scott WorthingtonNYLIFE Securities LLCMetLife Securities Inc.10-05-2012
Lawrence Rex PanarielloNYLIFE Securities LLCMetLife Securities Inc.10-21-2013
Bruce Edward DowellNYLIFE Securities LLCMetLife Securities Inc.02-05-2014
Tai Tan NguyenNYLIFE Securities LLCMetLife Securities Inc.03-11-2014
Albert Stanley MosherNYLIFE Securities LLCMetLife Securities Inc.03-21-2014
Edward Herbert Brenmark IIINYLIFE Securities LLCMetLife Securities Inc.10-28-2014
Wilson ImasogieNYLIFE Securities LLCMetLife Securities Inc.12-17-2014
Paris Monte LewisNYLIFE Securities LLCMetLife Securities Inc.03-27-2015
Choddie Toi BryantNYLIFE Securities LLCMetLife Securities Inc.$1005-06-2015
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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