Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carla Lynne NoyesNYLIFE Securities LLCPruco Securities, LLC.08-09-2019
Antonio John PollinoNYLIFE Securities LLCPruco Securities, LLC.05-06-2019
Suneel JaitlyNYLIFE Securities LLCPruco Securities, LLC.02-06-2019
Mario SolodkinNYLIFE Securities LLCPruco Securities, LLC.12-27-2018
Thomas Gregory HillNYLIFE Securities LLCPruco Securities, LLC.12-04-2018
Karli Noelle AllenNYLIFE Securities LLCPruco Securities, LLC.11-21-2018
Elvis Musawa WafulaNYLIFE Securities LLCPruco Securities, LLC.11-19-2018
Sanjeev ButaniNYLIFE Securities LLCPruco Securities, LLC.07-06-2018
Federico FallickNYLIFE Securities LLCPruco Securities, LLC.05-07-2018
Freditas Guillermo UdaniNYLIFE Securities LLCPruco Securities, LLC.03-23-2018
James Gerard AlbersNYLIFE Securities LLCPruco Securities, LLC.12-26-2017
Michael Lee SweetlandNYLIFE Securities LLCPruco Securities, LLC.12-22-2017
Stephanie BarnesNYLIFE Securities LLCPruco Securities, LLC.09-20-2017
Ingrid BrownNYLIFE Securities LLCPruco Securities, LLC.09-11-2017
Masashi YamamotoNYLIFE Securities LLCPruco Securities, LLC.08-28-2017
Patricia Maura MurphyNYLIFE Securities LLCPruco Securities, LLC.06-23-2017
Juliet Geneieve AndersonNYLIFE Securities LLCPruco Securities, LLC.06-13-2017
Arti KumarNYLIFE Securities LLCPruco Securities, LLC.05-25-2017
James M. Lavelle IIINYLIFE Securities LLCPruco Securities, LLC.03-10-2017
Terrence Patrick MurphyNYLIFE Securities LLCPruco Securities, LLC.02-24-2017
Harold Edison BishopNYLIFE Securities LLCPruco Securities, LLC.12-27-2016
George N. PanagosNYLIFE Securities LLCPruco Securities, LLC.12-05-2016
Daniel J. SteimleNYLIFE Securities LLCPruco Securities, LLC.11-17-2016
Alan R. Babbitt Sr.NYLIFE Securities LLCPruco Securities, LLC.11-14-2016
Anthony Joseph D'AmicoNYLIFE Securities LLCPruco Securities, LLC.07-14-2016
Next Page »

Showing 1 to 25 of 49 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.